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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAN icon
1226
Banco Santander
SAN
$211B
$10K ﹤0.01%
3,018
– –
SNOW icon
1227
Snowflake
SNOW
$115B
$10K ﹤0.01%
36
+1
+3% +$284
SPXC icon
1228
SPX Corp
SPXC
$11.1B
$10K ﹤0.01%
200
– –
TCRT icon
1229
Alaunos Therapeutics
TCRT
$4.84M
$10K ﹤0.01%
40
– –
TDC icon
1230
Teradata
TDC
$2.55B
$10K ﹤0.01%
182
+45
+33% +$2.32K
UWMC icon
1231
UWM Holdings
UWMC
$2.33B
$10K ﹤0.01%
+1,445
New +$10.8K
VLO icon
1232
Valero Energy
VLO
$91.5B
$10K ﹤0.01%
144
+17
+13% +$1.13K
WDC icon
1233
Western Digital
WDC
$151B
$10K ﹤0.01%
251
-777
-76% -$36.9K
LSXMA
1234
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$10K ﹤0.01%
312
– –
NATI
1235
DELISTED
National Instruments Corp
NATI
$10K ﹤0.01%
276
– –
OSH
1236
DELISTED
Oak Street Health, Inc.
OSH
$10K ﹤0.01%
+251
New +$13.5K
XLNX
1237
DELISTED
Xilinx Inc
XLNX
$10K ﹤0.01%
70
+61
+678% +$8.94K
ABEV icon
1238
Ambev
ABEV
$45.1B
$9K ﹤0.01%
3,502
– –
AES icon
1239
AES
AES
$10.5B
$9K ﹤0.01%
411
– –
APPN icon
1240
Appian
APPN
$2.55B
$9K ﹤0.01%
100
– –
ARQT icon
1241
Arcutis Biotherapeutics
ARQT
$3.35B
$9K ﹤0.01%
+400
New +$9.12K
BXP icon
1242
Boston Properties
BXP
$10.9B
$9K ﹤0.01%
86
– –
CHX
1243
DELISTED
ChampionX
CHX
$9K ﹤0.01%
403
– –
CNX icon
1244
CNX Resources
CNX
$5.29B
$9K ﹤0.01%
780
– –
CRWD icon
1245
CrowdStrike
CRWD
$228B
$9K ﹤0.01%
152
-6,996
-98% -$451K
GENC icon
1246
Gencor Industries
GENC
$243M
$9K ﹤0.01%
+824
New +$9.51K
HPE icon
1247
Hewlett Packard
HPE
$71.3B
$9K ﹤0.01%
683
+11
+2% +$159
KYN icon
1248
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$9K ﹤0.01%
1,130
+3
+0.3% +$24
LDOS icon
1249
Leidos
LDOS
$17.7B
$9K ﹤0.01%
104
+23
+28% +$2.28K
MCR
1250
DELISTED
MFS Charter Income Trust
MCR
$9K ﹤0.01%
1,085
– –
48 49
50
51 52

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.