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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTXS
1226
DELISTED
Citrix Systems Inc
CTXS
$10K ﹤0.01%
74
– –
AZPN
1227
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$10K ﹤0.01%
74
– –
AXS icon
1228
AXIS Capital
AXS
$7.35B
$9K ﹤0.01%
+200
New +$10K
BBDC icon
1229
Barings BDC
BBDC
$975M
$9K ﹤0.01%
1,000
– –
BIL icon
1230
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$9K ﹤0.01%
100
+55
+122% +$5.03K
CACC icon
1231
Credit Acceptance
CACC
$5.94B
$9K ﹤0.01%
26
– –
COTY icon
1232
Coty
COTY
$2.48B
$9K ﹤0.01%
1,029
+29
+3% +$221
FXN icon
1233
First Trust Energy AlphaDEX Fund
FXN
$390M
$9K ﹤0.01%
900
– –
GMAB icon
1234
Genmab
GMAB
$19.2B
$9K ﹤0.01%
+300
New +$11.3K
HAIN icon
1235
Hain Celestial
HAIN
$48.8M
$9K ﹤0.01%
223
– –
HEI.A icon
1236
HEICO Corp Class A
HEI.A
$37B
$9K ﹤0.01%
80
+6
+8% +$698
INFY icon
1237
Infosys
INFY
$51B
$9K ﹤0.01%
526
-639
-55% -$11.6K
JKHY icon
1238
Jack Henry & Associates
JKHY
$10.9B
$9K ﹤0.01%
63
– –
MAA icon
1239
Mid-America Apartment Communities
MAA
$15.3B
$9K ﹤0.01%
+64
New +$8.71K
MCR
1240
DELISTED
MFS Charter Income Trust
MCR
$9K ﹤0.01%
1,085
– –
MRVL icon
1241
Marvell Technology
MRVL
$191B
$9K ﹤0.01%
185
-829
-82% -$40.6K
OKTA icon
1242
Okta
OKTA
$26.1B
$9K ﹤0.01%
42
-811
-95% -$204K
OMC icon
1243
Omnicom Group
OMC
$23.6B
$9K ﹤0.01%
125
+78
+166% +$5.38K
OPI
1244
DELISTED
Office Properties Income Trust
OPI
$9K ﹤0.01%
354
– –
OZK icon
1245
Bank OZK
OZK
$5.66B
$9K ﹤0.01%
236
– –
PCAR icon
1246
PACCAR
PCAR
$69.8B
$9K ﹤0.01%
150
– –
PENN icon
1247
PENN Entertainment
PENN
$2.57B
$9K ﹤0.01%
91
+51
+128% +$5.65K
SPOT icon
1248
Spotify
SPOT
$103B
$9K ﹤0.01%
34
+25
+278% +$7.79K
SRLN icon
1249
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$9K ﹤0.01%
213
+2
+0.9% +$92
TPL icon
1250
Texas Pacific Land
TPL
$25.2B
$9K ﹤0.01%
54
+27
+100% +$3.36K
48 49
50
51 52

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6M
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CCT
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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.