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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COTY icon
1226
Coty
COTY
$2.51B
$4K ﹤0.01%
1,000
– –
CRUS icon
1227
Cirrus Logic
CRUS
$6.11B
$4K ﹤0.01%
+69
New +$4.71K
DEW icon
1228
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
110
+2
+2% +$75
ENOV icon
1229
Enovis
ENOV
$1.4B
$4K ﹤0.01%
88
-14
-14% -$618
ENS icon
1230
EnerSys
ENS
$6.79B
$4K ﹤0.01%
64
– –
EOG icon
1231
EOG Resources
EOG
$74.6B
$4K ﹤0.01%
97
-1
-1% -$48
EQH icon
1232
Equitable Holdings
EQH
$14.4B
$4K ﹤0.01%
244
-186
-43% -$3.32K
EWU icon
1233
iShares MSCI United Kingdom ETF
EWU
$4.15B
$4K ﹤0.01%
185
– –
FIZZ icon
1234
National Beverage
FIZZ
$2.91B
$4K ﹤0.01%
134
– –
HIG icon
1235
Hartford Financial Services
HIG
$38.7B
$4K ﹤0.01%
120
– –
PPLI
1236
People Inc
PPLI
$3.03B
$4K ﹤0.01%
78
– –
IXC icon
1237
iShares Global Energy ETF
IXC
$2.72B
$4K ﹤0.01%
250
– –
IXP icon
1238
iShares Global Comm Services ETF
IXP
$571M
$4K ﹤0.01%
65
– –
KR icon
1239
Kroger
KR
$34.6B
$4K ﹤0.01%
+123
New +$3.99K
KT icon
1240
KT
KT
$8.72B
$4K ﹤0.01%
442
– –
LYG icon
1241
Lloyds Banking Group
LYG
$88.8B
$4K ﹤0.01%
2,826
+2,264
+403% +$3.4K
MGNI icon
1242
Magnite
MGNI
$3.47B
$4K ﹤0.01%
633
-99
-14% -$619
MLCO icon
1243
Melco Resorts & Entertainment
MLCO
$2.12B
$4K ﹤0.01%
270
+188
+229% +$2.91K
NCV
1244
Virtus Convertible & Income Fund
NCV
$391M
$4K ﹤0.01%
247
– –
PAA icon
1245
Plains All American Pipeline
PAA
$16.4B
$4K ﹤0.01%
477
– –
PDBC icon
1246
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$4K ﹤0.01%
317
– –
PGEN icon
1247
Precigen
PGEN
$2.51B
$4K ﹤0.01%
1,000
– –
PMO
1248
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
333
– –
PSP icon
1249
Invesco Global Listed Private Equity ETF
PSP
$244M
$4K ﹤0.01%
91
+1
+1% +$47
RMBS icon
1250
Rambus
RMBS
$10.4B
$4K ﹤0.01%
+282
New +$3.97K
48 49
50
51 52

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.