We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENS icon
1226
EnerSys
ENS
$7.2B
$3K ﹤0.01%
64
– –
EOG icon
1227
EOG Resources
EOG
$74.2B
$3K ﹤0.01%
98
-159
-62% -$10.3K
FXN icon
1228
First Trust Energy AlphaDEX Fund
FXN
$387M
$3K ﹤0.01%
900
– –
GMAB icon
1229
Genmab
GMAB
$19.3B
$3K ﹤0.01%
162
– –
HPE icon
1230
Hewlett Packard
HPE
$79.2B
$3K ﹤0.01%
347
-338
-49% -$4.43K
IXP icon
1231
iShares Global Comm Services ETF
IXP
$569M
$3K ﹤0.01%
65
– –
JKHY icon
1232
Jack Henry & Associates
JKHY
$11.1B
$3K ﹤0.01%
24
– –
KT icon
1233
KT
KT
$9.03B
$3K ﹤0.01%
442
– –
KYN icon
1234
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
$3K ﹤0.01%
1,000
– –
LEA icon
1235
Lear
LEA
$8.16B
$3K ﹤0.01%
45
– –
MUX icon
1236
McEwen Inc
MUX
$1.14B
$3K ﹤0.01%
520
– –
NCV
1237
Virtus Convertible & Income Fund
NCV
$390M
$3K ﹤0.01%
247
– –
NDSN icon
1238
Nordson
NDSN
$17.3B
$3K ﹤0.01%
26
– –
NOV icon
1239
NOV
NOV
$7.36B
$3K ﹤0.01%
359
– –
OKE icon
1240
Oneok
OKE
$58.4B
$3K ﹤0.01%
174
-114
-40% -$6.95K
OZK icon
1241
Bank OZK
OZK
$5.7B
$3K ﹤0.01%
234
– –
PDBC icon
1242
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.61B
$3K ﹤0.01%
317
– –
PGEN icon
1243
Precigen
PGEN
$2.32B
$3K ﹤0.01%
1,000
– –
PMO
1244
Franklin Municipal Opportunities Trust
PMO
$290M
$3K ﹤0.01%
333
– –
PPT
1245
Franklin Premier Income Trust
PPT
$332M
$3K ﹤0.01%
750
– –
PSP icon
1246
Invesco Global Listed Private Equity ETF
PSP
$253M
$3K ﹤0.01%
90
+2
+2% +$115
QLYS icon
1247
Qualys
QLYS
$6.78B
$3K ﹤0.01%
38
– –
QQEW icon
1248
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
$3K ﹤0.01%
50
– –
RCL icon
1249
Royal Caribbean
RCL
$82.9B
$3K ﹤0.01%
+114
New +$10.4K
SAH icon
1250
Sonic Automotive
SAH
$2.51B
$3K ﹤0.01%
+300
New +$7.83K
48 49
50
51 52

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.