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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
1226
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
516
– –
RP
1227
DELISTED
RealPage, Inc.
RP
$5K ﹤0.01%
100
+19
+23% +$1.15K
VSM
1228
DELISTED
Versum Materials, Inc.
VSM
$5K ﹤0.01%
100
– –
HF
1229
DELISTED
HFF Inc.
HF
$5K ﹤0.01%
+120
New +$5.49K
REV
1230
DELISTED
Revlon, Inc.
REV
$5K ﹤0.01%
297
– –
TSS
1231
DELISTED
Total System Services, Inc.
TSS
$5K ﹤0.01%
43
-107
-71% -$11.8K
AEIS icon
1232
Advanced Energy
AEIS
$13B
$4K ﹤0.01%
82
– –
AMCX icon
1233
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
75
– –
APA icon
1234
APA Corp
APA
$13.2B
$4K ﹤0.01%
151
– –
BBWI icon
1235
Bath & Body Works
BBWI
$4.1B
$4K ﹤0.01%
194
+13
+7% +$257
BLW icon
1236
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
BTI icon
1237
British American Tobacco
BTI
$128B
$4K ﹤0.01%
116
+50
+76% +$1.89K
CIK
1238
Credit Suisse Asset Management Income Fund
CIK
$134M
$4K ﹤0.01%
1,373
– –
CLB icon
1239
Core Laboratories
CLB
$521M
$4K ﹤0.01%
90
+68
+309% +$3.99K
CNK icon
1240
Cinemark Holdings
CNK
$4.32B
$4K ﹤0.01%
+137
New +$5.41K
DBL
1241
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4K ﹤0.01%
218
– –
DES icon
1242
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$4K ﹤0.01%
171
-165
-49% -$4.51K
DEW icon
1243
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
104
+1
+1% +$46
DSU icon
1244
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
436
– –
DWSH icon
1245
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.16M
$4K ﹤0.01%
+199
New +$4.96K
EIX icon
1246
Edison International
EIX
$26.4B
$4K ﹤0.01%
74
+61
+469% +$3.79K
ENOV icon
1247
Enovis
ENOV
$1.53B
$4K ﹤0.01%
102
– –
ENS icon
1248
EnerSys
ENS
$6.99B
$4K ﹤0.01%
64
– –
EQNR icon
1249
Equinor
EQNR
$92.4B
$4K ﹤0.01%
246
– –
EVV
1250
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4K ﹤0.01%
349
– –
48 49
50
51 52

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6M
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RFA
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.