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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBII
1226
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
2,000
– –
DISCK
1227
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
156
-82
-34% -$2.14K
BPY
1228
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$3K ﹤0.01%
149
-1,351
-90% -$25.6K
GRUB
1229
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$3K ﹤0.01%
+22
New +$3.41K
CHK
1230
DELISTED
Chesapeake Energy Corporation
CHK
$3K ﹤0.01%
5
– –
ESV
1231
DELISTED
Ensco Rowan plc
ESV
$3K ﹤0.01%
240
– –
SIVB
1232
DELISTED
SVB Financial Group
SIVB
$3K ﹤0.01%
+15
New +$3.49K
AGX icon
1233
Argan
AGX
$8.51B
$2K ﹤0.01%
+47
New +$2.12K
ALLE icon
1234
Allegion
ALLE
$14.2B
$2K ﹤0.01%
23
– –
AMR icon
1235
Alpha Metallurgical Resources
AMR
$1.88B
$2K ﹤0.01%
+51
New +$3.13K
BCV
1236
Bancroft Fund
BCV
$139M
$2K ﹤0.01%
+96
New +$1.99K
BTI icon
1237
British American Tobacco
BTI
$125B
$2K ﹤0.01%
66
– –
CAR icon
1238
Avis
CAR
$4.93B
$2K ﹤0.01%
70
– –
CNDT icon
1239
Conduent
CNDT
$230M
$2K ﹤0.01%
192
– –
DBRG icon
1240
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DNOW icon
1241
DNOW Inc
DNOW
$3.02B
$2K ﹤0.01%
148
– –
DXC icon
1242
DXC Technology
DXC
$1.71B
$2K ﹤0.01%
34
-5
-13% -$320
EWY icon
1243
iShares MSCI South Korea ETF
EWY
$25.2B
$2K ﹤0.01%
+40
New +$2.48K
FCPT icon
1244
Four Corners Property Trust
FCPT
$2.74B
$2K ﹤0.01%
86
– –
FIW icon
1245
First Trust Water ETF
FIW
$1.95B
$2K ﹤0.01%
+45
New +$2.2K
FXY icon
1246
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$2K ﹤0.01%
+29
New +$2.51K
IWN icon
1247
iShares Russell 2000 Value ETF
IWN
$14.6B
$2K ﹤0.01%
25
– –
JQC icon
1248
Nuveen Credit Strategies Income Fund
JQC
$710M
$2K ﹤0.01%
352
– –
CPTL
1249
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$2K ﹤0.01%
117
– –
LASR icon
1250
nLIGHT
LASR
$3.14B
$2K ﹤0.01%
+112
New +$2.27K
48 49
50
51 52

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.