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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENN icon
1226
Cenntro
CENN
$8.43M
– –
0
– –
CF icon
1227
CF Industries
CF
$17.3B
$1K ﹤0.01%
32
– –
CFG icon
1228
Citizens Financial Group
CFG
$30.6B
$1K ﹤0.01%
+38
New +$1.53K
DAKT icon
1229
Daktronics
DAKT
$1.04B
$1K ﹤0.01%
+225
New +$1.85K
EG icon
1230
Everest Group
EG
$14.4B
$1K ﹤0.01%
+6
New +$1.34K
EHC icon
1231
Encompass Health
EHC
$12.4B
$1K ﹤0.01%
+29
New +$1.76K
EME icon
1232
Emcor
EME
$36B
$1K ﹤0.01%
+19
New +$1.47K
ESGD icon
1233
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1K ﹤0.01%
16
– –
ESGE icon
1234
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1K ﹤0.01%
32
– –
EVRG icon
1235
Evergy
EVRG
$19.2B
$1K ﹤0.01%
+20
New +$1.13K
FDS icon
1236
Factset
FDS
$10.2B
$1K ﹤0.01%
+5
New +$1.08K
FLO icon
1237
Flowers Foods
FLO
$1.57B
$1K ﹤0.01%
95
– –
FWONA icon
1238
Liberty Media Series A
FWONA
$23.6B
$1K ﹤0.01%
45
– –
GT icon
1239
Goodyear
GT
$1.85B
$1K ﹤0.01%
56
– –
GWRE icon
1240
Guidewire Software
GWRE
$14.2B
$1K ﹤0.01%
+14
New +$1.34K
HEI.A icon
1241
HEICO Corp Class A
HEI.A
$37.2B
$1K ﹤0.01%
+15
New +$1.03K
HP icon
1242
Helmerich & Payne
HP
$3.71B
$1K ﹤0.01%
19
– –
HYT icon
1243
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IDXX icon
1244
Idexx Laboratories
IDXX
$46.2B
$1K ﹤0.01%
+7
New +$1.7K
JBLU icon
1245
JetBlue
JBLU
$2.29B
$1K ﹤0.01%
60
– –
JD icon
1246
JD.com
JD
$44.5B
$1K ﹤0.01%
+63
New +$2.06K
KIM icon
1247
Kimco Realty
KIM
$16.4B
$1K ﹤0.01%
68
– –
KSS icon
1248
Kohl's
KSS
$2.19B
$1K ﹤0.01%
22
– –
LEO
1249
BNY Mellon Strategic Municipals
LEO
$387M
$1K ﹤0.01%
250
– –
LILAK icon
1250
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
64
– –
48 49
50
51 52

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.