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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VECO icon
1226
Veeco
VECO
$3.23B
$1K ﹤0.01%
+80
New +$1.39K
VOE icon
1227
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$1K ﹤0.01%
16
-24
-60% -$2.7K
VOYA icon
1228
Voya Financial
VOYA
$9.19B
$1K ﹤0.01%
+25
New +$1.29K
VTRS icon
1229
Viatris
VTRS
$18.9B
$1K ﹤0.01%
+31
New +$1.32K
X
1230
DELISTED
US Steel
X
$1K ﹤0.01%
34
-56
-62% -$2.21K
VIVS
1231
VivoSim Labs
VIVS
$1.64M
$1K ﹤0.01%
4
– –
RPT
1232
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
VMW
1233
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
+10
New +$1.26K
BBBY
1234
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
+52
New +$1.15K
SC
1235
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$1K ﹤0.01%
+67
New +$1.16K
MNK
1236
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
126
+32
+34% +$577
NBL
1237
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
– –
DLPH
1238
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$1K ﹤0.01%
+25
New +$1.3K
LOGM
1239
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
12
– –
SRF
1240
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1K ﹤0.01%
+140
New +$1.28K
GXP
1241
DELISTED
Great Plains Energy Incorporated
GXP
$1K ﹤0.01%
34
– –
WIN
1242
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
278
– –
FTR
1243
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
187
+30
+19% +$233
STH
1244
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$1K ﹤0.01%
30
-691
-96% -$23K
ADEA icon
1245
Adeia
ADEA
$3.11B
– –
-200
Closed -$1K
AIRI icon
1246
Air Industries Group
AIRI
$12.8M
$0 ﹤0.01%
1
– –
AMG icon
1247
Affiliated Managers Group
AMG
$9.76B
– –
-14
Closed -$2K
AQB icon
1248
AquaBounty Technologies
AQB
$6.02M
$0 ﹤0.01%
1
– –
BATRA icon
1249
Atlanta Braves Holdings Series A
BATRA
$3.43B
$0 ﹤0.01%
7
– –
BATRK icon
1250
Atlanta Braves Holdings Series B
BATRK
$3.21B
$0 ﹤0.01%
17
– –
48 49
50
51 52

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.