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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BATRA icon
1226
Atlanta Braves Holdings Series A
BATRA
$3.37B
$0 ﹤0.01%
7
– –
BATRK icon
1227
Atlanta Braves Holdings Series B
BATRK
$3.13B
$0 ﹤0.01%
17
– –
BEN icon
1228
Franklin Resources
BEN
$17.3B
– –
-1,056
Closed -$47K
BHC icon
1229
Bausch Health
BHC
$2.21B
– –
-3
Closed –
BNDX icon
1230
Vanguard Total International Bond ETF
BNDX
$82.1B
– –
-58
Closed -$3K
BRW
1231
Saba Capital Income & Opportunities Fund
BRW
$340M
$0 ﹤0.01%
90
– –
BTU icon
1232
Peabody Energy
BTU
$2.87B
– –
-15
Closed –
CALX icon
1233
Calix
CALX
$2.36B
– –
-38
Closed –
CFG icon
1234
Citizens Financial Group
CFG
$30.5B
– –
-17
Closed –
CHRD icon
1235
Chord Energy
CHRD
$7.46B
– –
-269
Closed -$2K
CHRW icon
1236
C.H. Robinson
CHRW
$17.1B
– –
-73
Closed -$5K
CRDF icon
1237
Cardiff Oncology
CRDF
$74.7M
$0 ﹤0.01%
21
– –
CTRA
1238
DELISTED
Coterra Energy
CTRA
– –
-35
Closed –
CWI icon
1239
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.83B
$0 ﹤0.01%
29
– –
CYH icon
1240
Community Health Systems
CYH
$416M
$0 ﹤0.01%
13
– –
DKS icon
1241
Dick's Sporting Goods
DKS
$17.8B
$0 ﹤0.01%
+26
New +$717
DVA icon
1242
DaVita
DVA
$11.5B
– –
-74
Closed -$4K
EIX icon
1243
Edison International
EIX
$25.9B
$0 ﹤0.01%
12
– –
ERIC icon
1244
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
60
– –
EWA icon
1245
iShares MSCI Australia ETF
EWA
$1.44B
– –
-403
Closed -$8K
FAZ
1246
Direxion Daily Financial Bear 3x ETF
FAZ
$85.7M
– –
0
– –
FCEL icon
1247
FuelCell Energy
FCEL
$1.62B
– –
0
– –
FLOT icon
1248
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-45
Closed -$2K
FNDC icon
1249
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$0 ﹤0.01%
18
– –
FNDE icon
1250
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$0 ﹤0.01%
29
– –
48 49
50
51 52

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.