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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIPR icon
1226
Piper Sandler
PIPR
$5.14B
$0 ﹤0.01%
16
– –
PLUG icon
1227
Plug Power
PLUG
$3.01B
$0 ﹤0.01%
10
– –
PRTA icon
1228
Prothena Corp
PRTA
$444M
$0 ﹤0.01%
1
– –
REET icon
1229
iShares Global REIT ETF
REET
$5.12B
$0 ﹤0.01%
1
– –
RGT
1230
Royce Global Value Trust
RGT
$101M
$0 ﹤0.01%
62
– –
SCHA icon
1231
Schwab U.S Small- Cap ETF
SCHA
$23.2B
$0 ﹤0.01%
28
– –
SCHC icon
1232
Schwab International Small-Cap Equity ETF
SCHC
$5.56B
$0 ﹤0.01%
12
– –
SCHE icon
1233
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$0 ﹤0.01%
18
– –
SCHF icon
1234
Schwab International Equity ETF
SCHF
$68.1B
$0 ﹤0.01%
38
– –
SCHH icon
1235
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SCHX icon
1236
Schwab US Large- Cap ETF
SCHX
$74.2B
$0 ﹤0.01%
96
– –
SHY icon
1237
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1238
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$0 ﹤0.01%
16
– –
SITC icon
1239
SITE Centers
SITC
$166M
$0 ﹤0.01%
4
-98
-96% -$1.28K
SNAP icon
1240
Snap
SNAP
$9.74B
$0 ﹤0.01%
+54
New +$1.09K
SNV
1241
DELISTED
Synovus
SNV
$0 ﹤0.01%
9
-8
-47% -$336
SONN
1242
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
STRL icon
1243
Sterling Infrastructure
STRL
$16.6B
$0 ﹤0.01%
4
– –
SYF icon
1244
Synchrony
SYF
$25.7B
$0 ﹤0.01%
31
– –
TCPC icon
1245
BlackRock TCP Capital
TCPC
$295M
– –
-650
Closed -$11K
TDC icon
1246
Teradata
TDC
$3.24B
$0 ﹤0.01%
12
– –
TM icon
1247
Toyota
TM
$224B
– –
-100
Closed -$10K
TNK icon
1248
Teekay Tankers
TNK
$2.66B
– –
-720
Closed -$11K
UPBD icon
1249
Upbound Group
UPBD
$1.2B
– –
-300
Closed -$2K
USA icon
1250
Liberty All-Star Equity Fund
USA
$1.83B
$0 ﹤0.01%
98
+1
+1% +$6
48 49
50
51 52

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.