CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LILA icon
1226
Liberty Latin America Class A
LILA
$1.6B
$0 ﹤0.01%
17
-18
-51% –
LITE icon
1227
Lumentum
LITE
$10.4B
– –
-2
Closed –
LNG icon
1228
Cheniere Energy
LNG
$51.8B
– –
-50
Closed -$2K
LVS icon
1229
Las Vegas Sands
LVS
$36.9B
$0 ﹤0.01%
11
– –
LYV icon
1230
Live Nation Entertainment
LYV
$37.9B
$0 ﹤0.01%
16
– –
M icon
1231
Macy's
M
$4.64B
$0 ﹤0.01%
13
– –
MSD
1232
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
– –
-2,000
Closed -$19K
MT icon
1233
ArcelorMittal
MT
$26B
$0 ﹤0.01%
2
– –
NGVT icon
1234
Ingevity
NGVT
$2.18B
– –
-3
Closed –
NRG icon
1235
NRG Energy
NRG
$28.6B
$0 ﹤0.01%
10
– –
NRT
1236
North European Oil Royalty Trust
NRT
$46.6M
$0 ﹤0.01%
65
– –
PEO
1237
Adams Natural Resources Fund
PEO
$574M
– –
-875
Closed -$16K
PHD
1238
Pioneer Floating Rate Fund
PHD
$123M
– –
-6
Closed –
PHK
1239
PIMCO High Income Fund
PHK
$857M
$0 ﹤0.01%
7
– –
PIM
1240
Putnam Master Intermediate Income Trust
PIM
$163M
$0 ﹤0.01%
60
– –
PIPR icon
1241
Piper Sandler
PIPR
$5.79B
$0 ﹤0.01%
4
– –
PLUG icon
1242
Plug Power
PLUG
$1.69B
$0 ﹤0.01%
10
– –
PPH icon
1243
VanEck Pharmaceutical ETF
PPH
$622M
– –
-200
Closed -$11K
PRK icon
1244
Park National Corp
PRK
$2.77B
– –
-1,428
Closed -$137K
PRTA icon
1245
Prothena Corp
PRTA
$460M
$0 ﹤0.01%
1
– –
QAI icon
1246
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$703M
– –
-25
Closed –
RGT
1247
Royce Global Value Trust
RGT
$83.4M
$0 ﹤0.01%
62
– –
RSPH icon
1248
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$714M
– –
-180
Closed -$2K
SCHA icon
1249
Schwab U.S Small- Cap ETF
SCHA
$18.8B
$0 ﹤0.01%
28
– –
SCHC icon
1250
Schwab International Small-Cap Equity ETF
SCHC
$4.81B
$0 ﹤0.01%
12
– –
48 49
50
51 52