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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
1226
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
– –
-37
Closed -$3K
VXUS icon
1227
Vanguard Total International Stock ETF
VXUS
$160B
– –
-496
Closed -$22K
VYX icon
1228
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
42
– –
WPC icon
1229
W.P. Carey
WPC
$16.4B
– –
-1,053
Closed -$60K
WSM icon
1230
Williams-Sonoma
WSM
$29.6B
– –
-484
Closed -$14K
X
1231
DELISTED
US Steel
X
$0 ﹤0.01%
+34
New +$339
XSLV icon
1232
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$0 ﹤0.01%
15
– –
UPGD icon
1233
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
– –
-361
Closed -$11K
TPC
1234
Tutor Perini Cor
TPC
$5.21B
$0 ﹤0.01%
5
– –
MFD
1235
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-338
Closed -$3K
SPWR
1236
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
WRK
1237
DELISTED
WestRock Company
WRK
$0 ﹤0.01%
24
– –
VRTV
1238
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
BBBY
1239
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-309
Closed -$14K
RFP
1240
DELISTED
Resolute Forest Products Inc.
RFP
– –
-88
Closed –
SPNE
1241
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
4
– –
PBCT
1242
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
CONE
1243
DELISTED
CyrusOne Inc Common Stock
CONE
$0 ﹤0.01%
+15
New +$573
RPAI
1244
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-1,410
Closed -$20K
IPHI
1245
DELISTED
INPHI CORPORATION
IPHI
$0 ﹤0.01%
+9
New +$240
PE
1246
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
+24
New +$444
JE
1247
DELISTED
Just Energy Group Inc
JE
$0 ﹤0.01%
+3
New +$611
UNT
1248
DELISTED
UNIT Corporation
UNT
– –
-505
Closed -$6K
JCP
1249
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
MLNX
1250
DELISTED
Mellanox Technologies, Ltd.
MLNX
$0 ﹤0.01%
+9
New +$417
48 49
50
51 52

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.