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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAK
1226
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-188
Closed -$12K
HSP
1227
DELISTED
HOSPIRA INC
HSP
– –
-20
Closed -$2K
DTV
1228
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-734
Closed -$68K
KRFT
1229
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-5,580
Closed -$475K
MWV
1230
DELISTED
MEADWESTVACO CORP
MWV
– –
-29
Closed -$1K
RSH
1231
DELISTED
RADIOSHACK CORP
RSH
– –
-600
Closed –
AWC
1232
DELISTED
Alumina Ltd
AWC
– –
-305
Closed -$1K
AFFY
1233
DELISTED
Affymax Inc
AFFY
$0 ﹤0.01%
3,000
– –
SCMR
1234
DELISTED
SYCAMORE NETWORKS INC NEW
SCMR
$0 ﹤0.01%
2
– –
MDTH
1235
DELISTED
MEDCATH CORPORATION
MDTH
$0 ﹤0.01%
500
– –
HYGS
1236
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
CA
1237
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
LPNT
1238
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
FCH
1239
DELISTED
Felcor Lodging Trust
FCH
$0 ﹤0.01%
21
– –
NTT
1240
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-110
Closed -$4K
NEWN
1241
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
KNGT
1242
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
– –
-200
Closed -$5K
HAWK
1243
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$0 ﹤0.01%
24
+1
+4% +$43
FNSR
1244
DELISTED
Finisar Corp
FNSR
$0 ﹤0.01%
2
– –
GCVRZ
1245
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
42
– –
FRP
1246
DELISTED
FAIRPOINT COMMUNICATIONS INC.
FRP
$0 ﹤0.01%
29
– –
46 47 48 49
50

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.