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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
101
Meta Platforms (Facebook)
META
$1.52T
$2.29M 0.14%
7,770
+2,708
+53% +$729K
ABT icon
102
Abbott
ABT
$188B
$2.26M 0.14%
18,864
+56
+0.3% +$6.63K
RQI icon
103
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$2.21M 0.14%
159,122
-44,251
-22% -$571K
JHML icon
104
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$2.18M 0.13%
42,824
+606
+1% +$29.8K
D icon
105
Dominion Energy
D
$58.8B
$2.16M 0.13%
28,485
-74
-0.3% -$5.38K
EZM icon
106
WisdomTree US MidCap Fund
EZM
$954M
$2.1M 0.13%
41,317
+2,794
+7% +$134K
DIVO icon
107
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$2.06M 0.13%
59,770
+20,355
+52% +$682K
WMT icon
108
Walmart Inc
WMT
$886B
$2.03M 0.13%
44,889
+222
+0.5% +$10.3K
VTV icon
109
Vanguard Morningstar Value ETF
VTV
$192B
$2M 0.12%
15,206
+185
+1% +$23.2K
EPS icon
110
WisdomTree US LargeCap Fund
EPS
$1.65B
$1.95M 0.12%
45,004
+1,058
+2% +$44.1K
MRK icon
111
Merck
MRK
$319B
$1.94M 0.12%
26,400
-322
-1% -$23.8K
VB icon
112
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
$1.94M 0.12%
9,047
+984
+12% +$207K
IBM icon
113
IBM
IBM
$225B
$1.89M 0.12%
14,841
+1,007
+7% +$121K
VGT icon
114
Vanguard Information Technology ETF
VGT
$149B
$1.89M 0.12%
42,160
+4,824
+13% +$217K
PM icon
115
Philip Morris
PM
$291B
$1.88M 0.12%
21,145
-2,021
-9% -$172K
ADP icon
116
Automatic Data Processing
ADP
$108B
$1.86M 0.11%
9,874
-202
-2% -$35.1K
IWD icon
117
iShares Russell 1000 Value ETF
IWD
$84B
$1.86M 0.11%
12,277
+134
+1% +$19.4K
UPS icon
118
United Parcel Service
UPS
$88.7B
$1.86M 0.11%
10,935
-111
-1% -$18K
AMGN icon
119
Amgen
AMGN
$221B
$1.83M 0.11%
7,344
-174
-2% -$41.5K
MGK icon
120
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$1.81M 0.11%
43,665
-1,415
-3% -$58.3K
PKW icon
121
Invesco BuyBack Achievers ETF
PKW
$1.76B
$1.78M 0.11%
21,191
-660
-3% -$52.3K
KOMP icon
122
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.8B
$1.73M 0.11%
25,618
-49,388
-66% -$3.35M
SO icon
123
Southern Company
SO
$105B
$1.72M 0.11%
27,651
-4,480
-14% -$268K
ABBV icon
124
AbbVie
ABBV
$434B
$1.69M 0.1%
15,658
-529
-3% -$56.6K
VGSH icon
125
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$1.67M 0.1%
27,095
+1,605
+6% +$98.8K
3 4
5
6 7

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.