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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
(+16%)
Cap. Flow
+$35.5M
Cap. Flow
% of AUM
2.36%
Top 10 Holdings %
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.5M |
| 2 |
LHA Market State Tactical Beta ETF
MSTB
|
+$7.7M |
| 3 |
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
|
+$6.42M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$5.32M |
| 5 |
Innovator Emerging Markets Power Buffer ETF January
EJAN
|
+$5.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$13M |
| 2 |
ARK Genomic Revolution ETF
ARKG
|
+$6.63M |
| 3 |
Innovator US Equity Power Buffer ETF July
PJUL
|
+$6.55M |
| 4 |
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
|
+$5.47M |
| 5 |
Innovator Emerging Markets Power Buffer ETF July
EJUL
|
+$4.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.07% |
| 2 | Financials | 5.1% |
| 3 | Healthcare | 2.68% |
| 4 | Consumer Discretionary | 2.27% |
| 5 | Consumer Staples | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $2M | 0.13% |
42,218
-32
| -0.1% | -$1.43K |
|
102
Southern Company
SO
$105B
| $1.97M | 0.13% |
32,131
-1,650
| -5% | -$99.2K |
|
103
Philip Morris
PM
$291B
| $1.92M | 0.13% |
23,166
-110
| -0.5% | -$8.56K |
|
104
United Parcel Service
UPS
$88.3B
| $1.86M | 0.12% |
11,046
-30
| -0.3% | -$5.06K |
|
105
Caterpillar
CAT
$387B
| $1.85M | 0.12% |
10,186
+664
| +7% | +$113K |
|
106
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
| $1.84M | 0.12% |
45,080
+910
| +2% | +$35.2K |
|
107
State Street Technology Select Sector SPDR ETF
XLK
$123B
| $1.81M | 0.12% |
27,910
+3,902
| +16% | +$238K |
|
108
Vanguard Morningstar Value ETF
VTV
$192B
| $1.79M | 0.12% |
15,021
+1,199
| +9% | +$135K |
|
109
Automatic Data Processing
ADP
$107B
| $1.77M | 0.12% |
10,076
| – | – |
|
110
WisdomTree US LargeCap Fund
EPS
$1.65B
| $1.76M | 0.12% |
43,946
+975
| +2% | +$37K |
|
111
Chevron
CVX
$377B
| $1.76M | 0.12% |
20,878
+1,410
| +7% | +$114K |
|
112
AbbVie
ABBV
$434B
| $1.73M | 0.12% |
16,187
+509
| +3% | +$48.9K |
|
113
Amgen
AMGN
$223B
| $1.73M | 0.12% |
7,518
-56
| -0.7% | -$12.9K |
|
114
NextEra Energy
NEE
$176B
| $1.7M | 0.11% |
22,088
-1,036
| -4% | -$77.5K |
|
115
WisdomTree US MidCap Fund
EZM
$953M
| $1.67M | 0.11% |
38,523
+1,412
| +4% | +$56.1K |
|
116
IBM
IBM
$225B
| $1.66M | 0.11% |
13,834
-63
| -0.5% | -$7.28K |
|
117
iShares Russell 1000 Value ETF
IWD
$84B
| $1.66M | 0.11% |
12,143
-366
| -3% | -$46.9K |
|
118
Applied Materials
AMAT
$427B
| $1.66M | 0.11% |
19,222
+736
| +4% | +$54.4K |
|
119
Vanguard Information Technology ETF
VGT
$149B
| $1.65M | 0.11% |
37,336
+424
| +1% | +$17.4K |
|
120
Hormel Foods
HRL
$13.6B
| $1.63M | 0.11% |
34,878
| – | – |
|
121
Invesco BuyBack Achievers ETF
PKW
$1.77B
| $1.6M | 0.11% |
21,851
| – | – |
|
122
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
| $1.58M | 0.1% |
49,152
-969
| -2% | -$30K |
|
123
iShares Global Tech ETF
IXN
$9.24B
| $1.57M | 0.1% |
31,434
+366
| +1% | +$16.9K |
|
124
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| $1.57M | 0.1% |
25,490
+1,280
| +5% | +$79.3K |
|
125
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
| $1.57M | 0.1% |
8,063
+251
| +3% | +$44.3K |
|
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Carroll Financial Associates's Q4 2020 Portfolio in Review
As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
- Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
- Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
- Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
- Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
- Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.
Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.