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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
(-19%)
Cap. Flow
+$34.9M
Cap. Flow
% of AUM
3.42%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.1M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$10.9M |
| 3 |
Xtrackers USD High Yield Corporate Bond ETF
HYLB
|
+$9.05M |
| 4 |
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
|
+$7.06M |
| 5 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.87M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$35.1M |
| 2 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$10.6M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$7.22M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$6.88M |
| 5 |
WisdomTree US MidCap Fund
EZM
|
+$6.27M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.86% |
| 2 | Financials | 5.77% |
| 3 | Healthcare | 3.19% |
| 4 | Consumer Staples | 2.35% |
| 5 | Utilities | 1.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Core US Aggregate Bond ETF
AGG
$137B
| $1.41M | 0.14% |
12,212
+9,971
| +445% | +$1.14M |
|
102
CSX Corp
CSX
$92.8B
| $1.39M | 0.14% |
72,999
-291
| -0.4% | -$6.79K |
|
103
Vanguard Information Technology ETF
VGT
$147B
| $1.39M | 0.14% |
52,536
+16,752
| +47% | +$508K |
|
104
Alphabet (Google) Class C
GOOG
$4.35T
| $1.39M | 0.14% |
23,920
+160
| +0.7% | +$10.9K |
|
|
HDV
105
iShares Core High Dividend ETF
HDV
$15B
| $1.3M | 0.13% |
91,025
-3,900
| -4% | -$68.9K |
|
106
IBM
IBM
$223B
| $1.3M | 0.13% |
12,260
-142
| -1% | -$18K |
|
107
RTX Corp
RTX
$302B
| $1.29M | 0.13% |
21,799
-3,803
| -15% | -$322K |
|
108
iShares Russell 1000 Value ETF
IWD
$84.2B
| $1.25M | 0.12% |
12,612
-1,360
| -10% | -$170K |
|
109
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
| $1.24M | 0.12% |
28,724
-13,520
| -32% | -$703K |
|
110
Abbott
ABT
$188B
| $1.23M | 0.12% |
15,635
-704
| -4% | -$58.7K |
|
111
Invesco BuyBack Achievers ETF
PKW
$1.77B
| $1.21M | 0.12% |
24,973
| – | – |
|
112
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| $1.19M | 0.12% |
19,133
+5,331
| +39% | +$327K |
|
113
Schwab US Dividend Equity ETF
SCHD
$107B
| $1.19M | 0.12% |
79,479
+8,973
| +13% | +$161K |
|
114
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.19M | 0.12% |
37,003
+2,689
| +8% | +$104K |
|
115
Vanguard Morningstar Value ETF
VTV
$192B
| $1.18M | 0.12% |
13,263
-8,813
| -40% | -$967K |
|
116
3M
MMM
$93.9B
| $1.18M | 0.12% |
10,342
-294
| -3% | -$38.7K |
|
117
NextEra Energy
NEE
$177B
| $1.15M | 0.11% |
19,068
-4,504
| -19% | -$283K |
|
118
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $1.15M | 0.11% |
23,303
-20,026
| -46% | -$995K |
|
119
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
| $1.14M | 0.11% |
27,844
-8,975
| -24% | -$441K |
|
120
WisdomTree US LargeCap Fund
EPS
$1.65B
| $1.12M | 0.11% |
39,704
+33,704
| +562% | +$1.15M |
|
121
Wells Fargo
WFC
$265B
| $1.1M | 0.11% |
38,223
-8,152
| -18% | -$347K |
|
122
United Parcel Service
UPS
$89.1B
| $1.08M | 0.11% |
11,588
+1,732
| +18% | +$179K |
|
123
Bristol-Myers Squibb
BMY
$132B
| $1.07M | 0.1% |
19,155
+396
| +2% | +$24.2K |
|
124
Gilead Sciences
GILD
$165B
| $1.06M | 0.1% |
14,166
+10,750
| +315% | +$743K |
|
125
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
| $1.06M | 0.1% |
41,675
+5,555
| +15% | +$160K |
|
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Carroll Financial Associates's Q1 2020 Portfolio in Review
As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.
- Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
- Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
- Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
- Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
- Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
- Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.
Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.