We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCIU
101
DELISTED
Global X Scientific Beta US ETF
SCIU
$1.58M 0.14%
48,161
– –
GOOGL icon
102
Alphabet (Google) Class A
GOOGL
$4.38T
$1.57M 0.14%
29,040
+480
+2% +$27.8K
OUSA icon
103
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$763M
$1.54M 0.13%
45,230
+6,126
+16% +$207K
IBM icon
104
IBM
IBM
$220B
$1.54M 0.13%
11,674
+1,696
+17% +$223K
SSB icon
105
SouthState Bank Corp
SSB
$10.5B
$1.54M 0.13%
20,884
+517
+3% +$37.2K
PSX icon
106
Phillips 66
PSX
$82B
$1.5M 0.13%
16,070
-80
-0.5% -$7.18K
PCY icon
107
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.46M 0.13%
50,254
+2,144
+4% +$60.3K
ABT icon
108
Abbott
ABT
$187B
$1.44M 0.13%
17,081
+303
+2% +$23.9K
IUSG icon
109
iShares Core S&P US Growth ETF
IUSG
$33.4B
$1.42M 0.12%
22,577
-580
-3% -$35.7K
AMGN icon
110
Amgen
AMGN
$219B
$1.37M 0.12%
7,436
+58
+0.8% +$10.4K
LRFC
111
DELISTED
Logan Ridge Finance Corp
LRFC
$1.33M 0.12%
23,491
– –
GOOG icon
112
Alphabet (Google) Class C
GOOG
$4.36T
$1.33M 0.12%
24,540
+1,720
+8% +$99.2K
VEU icon
113
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
$1.31M 0.11%
25,689
– –
UN
114
DELISTED
Unilever NV New York Registry Shares
UN
$1.29M 0.11%
21,250
+511
+2% +$30.6K
MO icon
115
Altria Group
MO
$113B
$1.28M 0.11%
27,094
-873
-3% -$45.7K
NEE icon
116
NextEra Energy
NEE
$176B
$1.27M 0.11%
24,800
+4,140
+20% +$204K
DOW icon
117
Dow Inc
DOW
$21.9B
$1.26M 0.11%
+25,553
New +$1.35M
SCHD icon
118
Schwab US Dividend Equity ETF
SCHD
$105B
$1.24M 0.11%
70,122
+7,932
+13% +$140K
GE icon
119
GE Aerospace
GE
$389B
$1.24M 0.11%
23,659
+2,815
+14% +$139K
QQQ icon
120
Invesco QQQ Trust
QQQ
$479B
$1.24M 0.11%
6,628
+180
+3% +$33.1K
MRGR icon
121
ProShares Merger ETF
MRGR
$15.9M
$1.21M 0.11%
32,308
+1,089
+3% +$40.7K
NSC icon
122
Norfolk Southern
NSC
$76.9B
$1.2M 0.1%
6,041
+216
+4% +$42.8K
AUB icon
123
Atlantic Union Bankshares
AUB
$6.02B
$1.2M 0.1%
34,041
+45
+0.1% +$1.57K
TREE icon
124
LendingTree
TREE
$447M
$1.19M 0.1%
2,844
-752
-21% -$288K
AFL icon
125
Aflac
AFL
$64.5B
$1.18M 0.1%
21,561
-913
-4% -$47.1K
3 4
5
6 7

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.