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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
101
Boeing
BA
$185B
$1.35M 0.13%
3,539
+728
+26% +$280K
PCY icon
102
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.35M 0.13%
48,110
+1,540
+3% +$42.2K
IBM icon
103
IBM
IBM
$224B
$1.35M 0.13%
9,978
-195
-2% -$24.9K
ABT icon
104
Abbott
ABT
$187B
$1.34M 0.13%
16,778
+8,043
+92% +$598K
GOOG icon
105
Alphabet (Google) Class C
GOOG
$4.32T
$1.34M 0.13%
22,820
+800
+4% +$44.9K
OUSA icon
106
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$1.31M 0.12%
+39,104
New +$1.26M
VEU icon
107
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.29M 0.12%
25,689
– –
UPS icon
108
United Parcel Service
UPS
$88.9B
$1.29M 0.12%
11,519
-234
-2% -$24.8K
TREE icon
109
LendingTree
TREE
$451M
$1.26M 0.12%
3,596
– –
UN
110
DELISTED
Unilever NV New York Registry Shares
UN
$1.21M 0.11%
20,739
-631
-3% -$34.6K
ADP icon
111
Automatic Data Processing
ADP
$108B
$1.2M 0.11%
7,496
+941
+14% +$137K
IEI icon
112
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$1.19M 0.11%
9,695
+9,437
+3,658% +$1.15M
MRGR icon
113
ProShares Merger ETF
MRGR
$15.9M
$1.17M 0.11%
+31,219
New +$1.16M
QQQ icon
114
Invesco QQQ Trust
QQQ
$484B
$1.16M 0.11%
6,448
+1,194
+23% +$203K
AFL icon
115
Aflac
AFL
$62.6B
$1.12M 0.11%
22,474
-37
-0.2% -$1.78K
LRFC
116
DELISTED
Logan Ridge Finance Corp
LRFC
$1.12M 0.11%
23,491
– –
MLPX icon
117
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$1.11M 0.1%
28,105
-48,966
-64% -$1.86M
QUAL icon
118
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$1.1M 0.1%
12,452
+1,263
+11% +$106K
AUB icon
119
Atlantic Union Bankshares
AUB
$5.97B
$1.1M 0.1%
33,996
– –
NSC icon
120
Norfolk Southern
NSC
$75.1B
$1.09M 0.1%
5,825
-204
-3% -$35.3K
UNP icon
121
Union Pacific
UNP
$174B
$1.08M 0.1%
6,487
+564
+10% +$90.8K
SCHD icon
122
Schwab US Dividend Equity ETF
SCHD
$105B
$1.08M 0.1%
62,190
+11,337
+22% +$191K
IWD icon
123
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.08M 0.1%
8,735
+3,515
+67% +$422K
KBA icon
124
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.06M 0.1%
33,351
– –
JHML icon
125
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$1.04M 0.1%
28,660
+11,059
+63% +$387K
3 4
5
6 7

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.