CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+12.04%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.07B
AUM Growth
+$1.07B
Cap. Flow
+$82.6M
Cap. Flow %
7.74%
Top 10 Hldgs %
50.27%
Holding
1,609
New
224
Increased
402
Reduced
269
Closed
81

Top Buys

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$29.1M
2
SPMD icon
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$22.7M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$22.5M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
$7.1M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.55M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$10.7M
2
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$6.01M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.98M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$4.75M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$4.04M

Sector Composition

1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BA icon
101
Boeing
BA
$176B
$1.35M 0.13%
3,539
+728
+26% +$278K
PCY icon
102
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
$1.35M 0.13%
48,110
+1,540
+3% +$43.1K
IBM icon
103
IBM
IBM
$227B
$1.35M 0.13%
9,539
-187
-2% -$26.3K
ABT icon
104
Abbott
ABT
$230B
$1.34M 0.13%
16,778
+8,043
+92% +$643K
GOOG icon
105
Alphabet (Google) Class C
GOOG
$2.79T
$1.34M 0.13%
1,141
+40
+4% +$46.9K
OUSA icon
106
ALPS O'Shares US Quality Dividend ETF
OUSA
$825M
$1.31M 0.12%
+39,104
New +$1.31M
VEU icon
107
Vanguard FTSE All-World ex-US ETF
VEU
$48.3B
$1.29M 0.12%
25,689
– –
UPS icon
108
United Parcel Service
UPS
$72.3B
$1.29M 0.12%
11,519
-234
-2% -$26.1K
TREE icon
109
LendingTree
TREE
$933M
$1.26M 0.12%
3,596
– –
UN
110
DELISTED
Unilever NV New York Registry Shares
UN
$1.21M 0.11%
20,739
-631
-3% -$36.8K
ADP icon
111
Automatic Data Processing
ADP
$121B
$1.2M 0.11%
7,496
+941
+14% +$150K
IEI icon
112
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$1.19M 0.11%
9,695
+9,437
+3,658% +$1.16M
MRGR icon
113
ProShares Merger ETF
MRGR
$18.3M
$1.17M 0.11%
+31,219
New +$1.17M
QQQ icon
114
Invesco QQQ Trust
QQQ
$364B
$1.16M 0.11%
6,448
+1,194
+23% +$214K
AFL icon
115
Aflac
AFL
$57.1B
$1.12M 0.11%
22,474
-37
-0.2% -$1.85K
LRFC
116
DELISTED
Logan Ridge Finance Corp
LRFC
$1.12M 0.11%
140,945
– –
MLPX icon
117
Global X MLP & Energy Infrastructure ETF
MLPX
$2.58B
$1.11M 0.1%
84,314
-146,900
-64% -$1.94M
QUAL icon
118
iShares MSCI USA Quality Factor ETF
QUAL
$54.1B
$1.1M 0.1%
12,452
+1,263
+11% +$112K
AUB icon
119
Atlantic Union Bankshares
AUB
$5.07B
$1.1M 0.1%
33,996
– –
NSC icon
120
Norfolk Southern
NSC
$62.4B
$1.09M 0.1%
5,825
-204
-3% -$38.1K
UNP icon
121
Union Pacific
UNP
$132B
$1.08M 0.1%
6,487
+564
+10% +$94.2K
SCHD icon
122
Schwab US Dividend Equity ETF
SCHD
$71.7B
$1.08M 0.1%
20,730
+3,779
+22% +$197K
IWD icon
123
iShares Russell 1000 Value ETF
IWD
$63.2B
$1.08M 0.1%
8,735
+3,515
+67% +$434K
KBA icon
124
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$219M
$1.06M 0.1%
33,351
– –
JHML icon
125
John Hancock Multifactor Large Cap ETF
JHML
$1.02B
$1.04M 0.1%
28,660
+11,059
+63% +$403K
3 4
5
6 7