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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
(+0.85%)
Cap. Flow
-$46.8M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.03M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$2.43M |
| 3 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$1.69M |
| 4 |
GRES
IQ ARB Global Resources
GRES
|
+$1.28M |
| 5 |
Truist Financial
TFC
|
+$558K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$24.8M |
| 2 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$9.87M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$7.2M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$3.49M |
| 5 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$3.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.96% |
| 2 | Technology | 6.05% |
| 3 | Healthcare | 3.89% |
| 4 | Energy | 3.23% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Alphabet (Google) Class C
GOOG
$4.32T
| $1.32M | 0.14% |
22,120
+660
| +3% | +$39.5K |
|
102
Atlantic Union Bankshares
AUB
$5.97B
| $1.31M | 0.14% |
33,996
| – | – |
|
103
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
| $1.28M | 0.14% |
44,451
+9,001
| +25% | +$254K |
|
104
United Parcel Service
UPS
$88.9B
| $1.27M | 0.13% |
10,907
-372
| -3% | -$43.8K |
|
105
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $1.24M | 0.13% |
46,104
+1,748
| +4% | +$47.1K |
|
|
LRFC
106
DELISTED
Logan Ridge Finance Corp
LRFC
| $1.23M | 0.13% |
23,491
| – | – |
|
|
UN
107
DELISTED
Unilever NV New York Registry Shares
UN
| $1.2M | 0.13% |
21,630
+327
| +2% | +$18.5K |
|
108
ARK Genomic Revolution ETF
ARKG
$1.73B
| $1.2M | 0.13% |
35,895
-1,167
| -3% | -$36.9K |
|
109
Southern Company
SO
$107B
| $1.17M | 0.12% |
26,753
+612
| +2% | +$28.2K |
|
110
Intel
INTC
$513B
| $1.12M | 0.12% |
23,716
+345
| +1% | +$16.8K |
|
111
Norfolk Southern
NSC
$75.1B
| $1.11M | 0.12% |
6,130
-439
| -7% | -$75K |
|
112
Aflac
AFL
$62.6B
| $1.07M | 0.11% |
22,736
+5,312
| +30% | +$243K |
|
113
Bristol-Myers Squibb
BMY
$132B
| $1.04M | 0.11% |
16,776
-1,393
| -8% | -$82.7K |
|
114
Invesco QQQ Trust
QQQ
$484B
| $1.04M | 0.11% |
5,606
+66
| +1% | +$11.9K |
|
115
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $1.03M | 0.11% |
17,788
+788
| +5% | +$45.7K |
|
116
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.01M | 0.11% |
26,970
+177
| +0.7% | +$6.52K |
|
117
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $1.01M | 0.11% |
26,736
+4,772
| +22% | +$175K |
|
118
Automatic Data Processing
ADP
$108B
| $996K | 0.11% |
6,616
-4,989
| -43% | -$706K |
|
119
Union Pacific
UNP
$174B
| $991K | 0.1% |
6,088
+11
| +0.2% | +$1.66K |
|
120
Boeing
BA
$185B
| $987K | 0.1% |
2,656
+7
| +0.3% | +$2.46K |
|
121
Lincoln National
LNC
$8.81B
| $970K | 0.1% |
14,348
+4
| +0% | +$264 |
|
122
Walmart Inc
WMT
$890B
| $936K | 0.1% |
29,919
+663
| +2% | +$20.3K |
|
123
Dominion Energy
D
$59.3B
| $922K | 0.1% |
13,128
+275
| +2% | +$19.5K |
|
124
Vanguard Information Technology ETF
VGT
$149B
| $915K | 0.1% |
36,176
+800
| +2% | +$19.5K |
|
125
Schwab US Dividend Equity ETF
SCHD
$105B
| $914K | 0.1% |
51,750
| – | – |
|
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Carroll Financial Associates's Q3 2018 Portfolio in Review
As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.
- Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
- Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
- Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
- Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
- Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
- Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.
Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.