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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
(-0.39%)
Cap. Flow
+$15.3M
Cap. Flow
% of AUM
1.68%
Top 10 Holdings %
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$7.66M |
| 2 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$6.33M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.14M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.36M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$2.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$6.71M |
| 2 |
IQ ARB Merger Arbitrage ETF
MNA
|
+$6.53M |
| 3 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$1.92M |
| 4 |
Alerian Energy Infrastructure ETF
ENFR
|
+$1.66M |
| 5 |
Invesco BuyBack Achievers ETF
PKW
|
+$1.32M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.36% |
| 2 | Technology | 5.38% |
| 3 | Healthcare | 3.52% |
| 4 | Energy | 3.18% |
| 5 | Consumer Staples | 2.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Southern Company
SO
$107B
| $1.19M | 0.13% |
26,681
-2,793
| -9% | -$124K |
|
102
LendingTree
TREE
$451M
| $1.18M | 0.13% |
3,601
-500
| -12% | -$180K |
|
103
Intel
INTC
$513B
| $1.18M | 0.13% |
22,642
-3,512
| -13% | -$167K |
|
104
United Parcel Service
UPS
$88.9B
| $1.18M | 0.13% |
11,242
-872
| -7% | -$101K |
|
105
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $1.13M | 0.12% |
40,257
+3,157
| +9% | +$90.5K |
|
|
AET
106
DELISTED
Aetna Inc
AET
| $1.12M | 0.12% |
6,615
-59
| -0.9% | -$10.6K |
|
107
Bristol-Myers Squibb
BMY
$132B
| $1.1M | 0.12% |
17,403
-1,644
| -9% | -$106K |
|
108
Alphabet (Google) Class C
GOOG
$4.32T
| $1.07M | 0.12% |
20,700
+700
| +4% | +$38.6K |
|
|
LRFC
109
DELISTED
Logan Ridge Finance Corp
LRFC
| $1.05M | 0.12% |
22,735
+911
| +4% | +$41.6K |
|
110
iShares Core S&P Small-Cap ETF
IJR
$112B
| $1.03M | 0.11% |
13,373
+187
| +1% | +$14.6K |
|
111
Lincoln National
LNC
$8.81B
| $1.02M | 0.11% |
13,939
-660
| -5% | -$51.8K |
|
112
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
| $936K | 0.1% |
50,100
+49,100
| +4,910% | +$938K |
|
|
SCG
113
DELISTED
Scana
SCG
| $934K | 0.1% |
24,881
+431
| +2% | +$17.3K |
|
114
Becton Dickinson
BDX
$48.2B
| $929K | 0.1% |
4,398
+27
| +0.6% | +$5.91K |
|
115
Emerson Electric
EMR
$88.3B
| $928K | 0.1% |
13,593
-937
| -6% | -$66.7K |
|
116
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $908K | 0.1% |
16,640
-640
| -4% | -$35.4K |
|
117
Walmart Inc
WMT
$890B
| $904K | 0.1% |
30,495
-1,656
| -5% | -$53.3K |
|
118
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $895K | 0.1% |
25,917
-394
| -1% | -$14K |
|
119
Boeing
BA
$185B
| $868K | 0.1% |
2,649
-60
| -2% | -$20.3K |
|
120
Invesco QQQ Trust
QQQ
$484B
| $867K | 0.1% |
5,420
-217
| -4% | -$35.9K |
|
121
Dominion Energy
D
$59.3B
| $863K | 0.09% |
12,802
+1,201
| +10% | +$88.7K |
|
|
CBL
122
DELISTED
CBL& Associates Properties, Inc.
CBL
| $850K | 0.09% |
204,040
+10,500
| +5% | +$52.5K |
|
123
Schwab US Dividend Equity ETF
SCHD
$105B
| $820K | 0.09% |
50,184
+114
| +0.2% | +$1.94K |
|
124
Union Pacific
UNP
$174B
| $819K | 0.09% |
6,094
+67
| +1% | +$9.02K |
|
125
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
| $788K | 0.09% |
6,507
+1,528
| +31% | +$192K |
|
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Carroll Financial Associates's Q1 2018 Portfolio in Review
As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.
By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.
- Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
- Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
- Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
- Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
- Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
- Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
- Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.
Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.