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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
101
Amgen
AMGN
$204B
$1.17M 0.13%
6,732
-442
-6% -$78.2K
BMY icon
102
Bristol-Myers Squibb
BMY
$134B
$1.17M 0.13%
19,047
-1,496
-7% -$93.6K
BBDC icon
103
Barings BDC
BBDC
$881M
$1.15M 0.13%
121,400
+100,300
+475% +$1.1M
LNC icon
104
Lincoln National
LNC
$8.82B
$1.12M 0.12%
14,599
+4
+0% +$303
PCY icon
105
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.09M 0.12%
37,100
+1,301
+4% +$38.4K
CBL
106
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.09M 0.12%
193,540
-18,080
-9% -$121K
WMT icon
107
Walmart Inc
WMT
$881B
$1.06M 0.12%
32,151
+918
+3% +$28.1K
GOOG icon
108
Alphabet (Google) Class C
GOOG
$4.56T
$1.05M 0.11%
20,000
+3,100
+18% +$158K
EMR icon
109
Emerson Electric
EMR
$86.7B
$1.01M 0.11%
14,530
+1,434
+11% +$92.9K
IJR icon
110
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.01M 0.11%
13,186
+2,522
+24% +$190K
SCG
111
DELISTED
Scana
SCG
$972K 0.11%
24,450
-1,145
-4% -$51.2K
LRFC
112
DELISTED
Logan Ridge Finance Corp
LRFC
$953K 0.1%
21,824
+4,635
+27% +$226K
D icon
113
Dominion Energy
D
$60.5B
$940K 0.1%
11,601
+5,118
+79% +$415K
IJK icon
114
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$932K 0.1%
17,280
-1,076
-6% -$56.7K
JHML icon
115
John Hancock Multifactor Large Cap ETF
JHML
$1.18B
$915K 0.1%
26,311
+4,315
+20% +$147K
BDX icon
116
Becton Dickinson
BDX
$46.9B
$912K 0.1%
4,371
-25
-0.6% -$5.24K
QQQ icon
117
Invesco QQQ Trust
QQQ
$469B
$878K 0.1%
5,637
-129
-2% -$19.7K
SCHD icon
118
Schwab US Dividend Equity ETF
SCHD
$104B
$854K 0.09%
50,070
+5,898
+13% +$96.9K
VTR icon
119
Ventas
VTR
$46.6B
$833K 0.09%
13,894
+1,200
+9% +$75.8K
PFM icon
120
Invesco Dividend Achievers ETF
PFM
$793M
$823K 0.09%
31,118
+34
+0.1% +$869
FVD icon
121
First Trust Value Line Dividend Fund
FVD
$8.33B
$819K 0.09%
26,560
-1,800
-6% -$54.8K
ORCL icon
122
Oracle
ORCL
$409B
$812K 0.09%
17,187
-169
-1% -$8.29K
UNP icon
123
Union Pacific
UNP
$173B
$808K 0.09%
6,027
+188
+3% +$22.7K
BA icon
124
Boeing
BA
$185B
$798K 0.09%
2,709
-36
-1% -$9.75K
GPC icon
125
Genuine Parts
GPC
$17.7B
$776K 0.08%
8,172
+16
+0.2% +$1.46K
3 4
5
6 7

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.