We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AET
101
DELISTED
Aetna Inc
AET
$1.08M 0.12%
6,683
-125
-2% -$19.5K
PCY icon
102
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.07M 0.12%
35,799
+5,755
+19% +$170K
INTC icon
103
Intel
INTC
$511B
$989K 0.11%
25,024
-449
-2% -$16K
VNLA icon
104
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$949K 0.11%
18,887
+2,532
+15% +$127K
IJK icon
105
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$942K 0.11%
18,356
-3,724
-17% -$184K
LRFC
106
DELISTED
Logan Ridge Finance Corp
LRFC
$941K 0.11%
17,189
+3,856
+29% +$249K
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$4.64T
$932K 0.11%
18,940
+1,300
+7% +$61.7K
FVD icon
108
First Trust Value Line Dividend Fund
FVD
$8.37B
$851K 0.1%
28,360
-5,711
-17% -$168K
QQQ icon
109
Invesco QQQ Trust
QQQ
$486B
$850K 0.1%
5,766
+290
+5% +$41.5K
ORCL icon
110
Oracle
ORCL
$425B
$848K 0.1%
17,356
-9
-0.1% -$448
BDX icon
111
Becton Dickinson
BDX
$46.8B
$846K 0.1%
4,396
+25
+0.6% +$4.85K
EMR icon
112
Emerson Electric
EMR
$88.2B
$837K 0.1%
13,096
+110
+0.8% +$6.63K
AMZN icon
113
Amazon
AMZN
$3T
$834K 0.1%
17,020
+300
+2% +$14.7K
WMT icon
114
Walmart Inc
WMT
$884B
$826K 0.09%
31,233
+612
+2% +$16.1K
OCSL icon
115
Oaktree Specialty Lending
OCSL
$1.07B
$820K 0.09%
48,642
-34,425
-41% -$549K
GOOG icon
116
Alphabet (Google) Class C
GOOG
$4.61T
$819K 0.09%
16,900
-700
-4% -$32.6K
VTR icon
117
Ventas
VTR
$46.7B
$803K 0.09%
12,694
+56
+0.4% +$3.78K
IJR icon
118
iShares Core S&P Small-Cap ETF
IJR
$113B
$802K 0.09%
10,664
+1,225
+13% +$85.8K
GPC icon
119
Genuine Parts
GPC
$18.2B
$781K 0.09%
8,156
+45
+0.6% +$3.83K
PFM icon
120
Invesco Dividend Achievers ETF
PFM
$803M
$774K 0.09%
31,084
+24
+0.1% +$584
HDEF icon
121
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$773K 0.09%
31,065
-3,555
-10% -$86.7K
IBB icon
122
iShares Biotechnology ETF
IBB
$9.37B
$745K 0.08%
6,561
+60
+0.9% +$6.41K
HSIC icon
123
Henry Schein
HSIC
$10.1B
$739K 0.08%
11,557
-372
-3% -$25.4K
WELL icon
124
Welltower
WELL
$167B
$735K 0.08%
10,733
+74
+0.7% +$5.38K
JHML icon
125
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$731K 0.08%
21,996
+9,016
+69% +$289K
3 4
5
6 7

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.