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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
101
Bristol-Myers Squibb
BMY
$133B
$1.12M 0.14%
20,120
-2,196
-10% -$119K
IWF icon
102
iShares Russell 1000 Growth ETF
IWF
$121B
$1.09M 0.13%
36,540
+6,860
+23% +$201K
IJK icon
103
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$1.08M 0.13%
22,080
-140
-0.6% -$6.81K
LRFC
104
DELISTED
Logan Ridge Finance Corp
LRFC
$1.04M 0.13%
13,333
– –
AET
105
DELISTED
Aetna Inc
AET
$1.03M 0.12%
6,808
+6,078
+833% +$859K
VFC icon
106
VF Corp
VFC
$5.63B
$1M 0.12%
18,447
-9,630
-34% -$497K
FVD icon
107
First Trust Value Line Dividend Fund
FVD
$8.32B
$996K 0.12%
34,071
-990
-3% -$28.9K
LNC icon
108
Lincoln National
LNC
$8.73B
$992K 0.12%
14,692
+4
+0% +$264
V icon
109
Visa
V
$684B
$991K 0.12%
10,575
-60
-0.6% -$5.57K
PNFP icon
110
Pinnacle Financial Partners Inc
PNFP
$15.9B
$902K 0.11%
14,378
+14,278
+14,278% +$905K
PCY icon
111
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$879K 0.11%
30,044
+7,629
+34% +$225K
PGX icon
112
Invesco Preferred ETF
PGX
$3.81B
$879K 0.11%
58,197
-48
-0.1% -$721
VTR icon
113
Ventas
VTR
$48B
$878K 0.11%
12,638
+197
+2% +$13.1K
ORCL icon
114
Oracle
ORCL
$374B
$870K 0.11%
17,365
+97
+0.6% +$4.42K
INTC icon
115
Intel
INTC
$455B
$859K 0.1%
25,473
+212
+0.8% +$7.59K
HSIC icon
116
Henry Schein
HSIC
$9.77B
$856K 0.1%
11,929
-13
-0.1% -$906
HDEF icon
117
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$838K 0.1%
34,620
-320
-0.9% -$7.95K
BDX icon
118
Becton Dickinson
BDX
$45.6B
$832K 0.1%
4,371
-51
-1% -$9.31K
VNLA icon
119
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$821K 0.1%
16,355
+9,198
+129% +$462K
GOOGL icon
120
Alphabet (Google) Class A
GOOGL
$4.36T
$819K 0.1%
17,640
+440
+3% +$20.6K
SYY icon
121
Sysco
SYY
$40.8B
$815K 0.1%
16,202
-9,473
-37% -$506K
AMZN icon
122
Amazon
AMZN
$2.92T
$809K 0.1%
16,720
+5,200
+45% +$248K
GOOG icon
123
Alphabet (Google) Class C
GOOG
$4.36T
$799K 0.1%
17,600
+160
+0.9% +$7.33K
WELL icon
124
Welltower
WELL
$169B
$797K 0.1%
10,659
+1,741
+20% +$127K
EMR icon
125
Emerson Electric
EMR
$83.9B
$774K 0.09%
12,986
-300
-2% -$17.8K
3 4
5
6 7

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.