CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$701M
Cap. Flow
+$12.4M
Cap. Flow %
1.77%
Top 10 Hldgs %
45.65%
Holding
1,298
New
51
Increased
234
Reduced
253
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PGHY icon
101
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$185M
$847K 0.12%
34,682
+1,134
+3% +$27.7K
AMJ
102
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$834K 0.12%
26,411
-3,919
-13% -$124K
HDEF icon
103
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.11B
$832K 0.12%
36,470
– –
ENFR icon
104
Alerian Energy Infrastructure ETF
ENFR
$314M
$805K 0.11%
33,775
+5,349
+19% +$127K
AMGN icon
105
Amgen
AMGN
$153B
$796K 0.11%
5,447
+21
+0.4% +$3.07K
V icon
106
Visa
V
$681B
$789K 0.11%
10,118
-86
-0.8% -$6.71K
BNCN
107
DELISTED
BNC Bancorp
BNCN
$786K 0.11%
24,663
+293
+1% +$9.34K
IWF icon
108
iShares Russell 1000 Growth ETF
IWF
$117B
$781K 0.11%
7,446
+1,909
+34% +$200K
VIIX
109
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$779K 0.11%
+90,400
New +$779K
SLB icon
110
Schlumberger
SLB
$52.2B
$758K 0.11%
9,039
-253
-3% -$21.2K
AGZD icon
111
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$94.7M
$750K 0.11%
15,547
+5,527
+55% +$267K
MDT icon
112
Medtronic
MDT
$118B
$749K 0.11%
10,517
-1,888
-15% -$134K
BDX icon
113
Becton Dickinson
BDX
$54.3B
$747K 0.11%
4,514
-65
-1% -$10.7K
PFM icon
114
Invesco Dividend Achievers ETF
PFM
$719M
$744K 0.11%
32,515
-4,199
-11% -$96.1K
OXY icon
115
Occidental Petroleum
OXY
$45.6B
$724K 0.1%
10,169
-156
-2% -$11.1K
EMR icon
116
Emerson Electric
EMR
$72.9B
$720K 0.1%
12,919
+167
+1% +$9.31K
VTR icon
117
Ventas
VTR
$30.7B
$717K 0.1%
11,470
+1,130
+11% +$70.6K
HSIC icon
118
Henry Schein
HSIC
$8.14B
$710K 0.1%
4,683
– –
WMT icon
119
Walmart
WMT
$793B
$697K 0.1%
10,091
-1,159
-10% -$80.1K
EFAV icon
120
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
$693K 0.1%
11,323
-8,010
-41% -$490K
MUB icon
121
iShares National Muni Bond ETF
MUB
$38.6B
$687K 0.1%
6,355
-2,013
-24% -$218K
GPC icon
122
Genuine Parts
GPC
$19B
$678K 0.1%
7,104
+91
+1% +$8.69K
SLYV icon
123
SPDR S&P 600 Small Cap Value ETF
SLYV
$4B
$673K 0.1%
5,656
+2,153
+61% +$256K
ORCL icon
124
Oracle
ORCL
$628B
$661K 0.09%
17,194
-23
-0.1% -$884
LMLP
125
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
$649K 0.09%
56,700
-2,100
-4% -$24K
3 4
5
6 7