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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
(+12%)
Cap. Flow
+$46.6M
Cap. Flow
% of AUM
8.66%
Top 10 Holdings %
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$11M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$8.68M |
| 3 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$7.1M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$6.75M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$2.99M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$8.16M |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$3.04M |
| 3 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$1.14M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$765K |
| 5 |
GPT
Gramercy Property Trust
GPT
|
+$611K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.82% |
| 2 | Technology | 6.79% |
| 3 | Energy | 4.95% |
| 4 | Consumer Staples | 4.87% |
| 5 | Industrials | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Merck
MRK
$318B
| $752K | 0.14% |
14,911
+1,970
| +15% | +$96.5K |
|
102
Walmart Inc
WMT
$890B
| $752K | 0.14% |
32,964
+1,086
| +3% | +$23.8K |
|
103
Stellantis
STLA
$20.8B
| $705K | 0.13% |
88,013
-53,772
| -38% | -$388K |
|
104
Occidental Petroleum
OXY
$55.9B
| $696K | 0.13% |
10,173
+3
| +0% | +$201 |
|
105
Amgen
AMGN
$222B
| $679K | 0.13% |
4,533
-7
| -0.2% | -$1.04K |
|
106
iShares Biotechnology ETF
IBB
$9.77B
| $662K | 0.12% |
7,626
-126
| -2% | -$11.3K |
|
107
Becton Dickinson
BDX
$48.7B
| $656K | 0.12% |
4,432
-71
| -2% | -$10.1K |
|
108
Emerson Electric
EMR
$88.3B
| $654K | 0.12% |
12,040
+1,451
| +14% | +$70K |
|
|
LMLP
109
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
| $647K | 0.12% |
52,700
+10,300
| +24% | +$107K |
|
110
Lincoln National
LNC
$8.81B
| $643K | 0.12% |
16,426
+484
| +3% | +$18.9K |
|
|
BDCS
111
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
| $633K | 0.12% |
31,040
+18,540
| +148% | +$350K |
|
112
Genuine Parts
GPC
$18.7B
| $629K | 0.12% |
6,338
+4,398
| +227% | +$390K |
|
|
BDCL
113
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
| $623K | 0.12% |
38,600
-2,000
| -5% | -$27.8K |
|
114
Mondelez International
MDLZ
$79.9B
| $615K | 0.11% |
15,334
+851
| +6% | +$34.6K |
|
115
SLB Ltd
SLB
$75B
| $606K | 0.11% |
8,225
+657
| +9% | +$46.2K |
|
116
CVS Health
CVS
$122B
| $601K | 0.11% |
5,794
+1,063
| +22% | +$103K |
|
117
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $600K | 0.11% |
14,780
+11,220
| +315% | +$428K |
|
118
Ventas
VTR
$47.9B
| $596K | 0.11% |
9,471
+3,260
| +52% | +$183K |
|
119
Phillips 66
PSX
$81.4B
| $591K | 0.11% |
6,830
+49
| +0.7% | +$3.98K |
|
120
Welltower
WELL
$171B
| $587K | 0.11% |
8,468
+2,727
| +48% | +$176K |
|
|
GPT
121
DELISTED
Gramercy Property Trust
GPT
| $569K | 0.11% |
22,452
-27,221
| -55% | -$611K |
|
|
HTS
122
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $559K | 0.1% |
39,150
-3,000
| -7% | -$39.5K |
|
123
Compass Minerals
CMP
$1.15B
| $538K | 0.1% |
7,601
+1,639
| +27% | +$117K |
|
124
Fastenal
FAST
$59.5B
| $535K | 0.1% |
43,716
+5,448
| +14% | +$59.2K |
|
125
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $530K | 0.1% |
13,000
+4,675
| +56% | +$181K |
|
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Carroll Financial Associates's Q1 2016 Portfolio in Review
As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.
- Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
- Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
- Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
- Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
- Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
- Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.
Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.