We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
101
Becton Dickinson
BDX
$48.2B
$676K 0.14%
4,503
-8
-0.2% -$1.15K
MRK icon
102
Merck
MRK
$318B
$652K 0.14%
12,941
+1,103
+9% +$55.6K
WMT icon
103
Walmart Inc
WMT
$890B
$651K 0.14%
31,878
-2,799
-8% -$56.2K
MDLZ icon
104
Mondelez International
MDLZ
$79.9B
$649K 0.14%
14,483
+2,765
+24% +$124K
BDCL
105
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$648K 0.13%
40,600
+2,200
+6% +$36.4K
INTC icon
106
Intel
INTC
$513B
$618K 0.13%
17,966
+1,693
+10% +$57.2K
BNCN
107
DELISTED
BNC Bancorp
BNCN
$618K 0.13%
24,363
– –
VXF icon
108
Vanguard Extended Market ETF
VXF
$31.7B
$572K 0.12%
6,832
+237
+4% +$20.3K
PSX icon
109
Phillips 66
PSX
$81.4B
$554K 0.12%
6,781
-24
-0.4% -$2.07K
HTS
110
DELISTED
HATTERAS FINANCIAL CORP
HTS
$554K 0.12%
42,150
-154,221
-79% -$2.22M
MLPL
111
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$541K 0.11%
24,400
+5,200
+27% +$125K
HDV
112
iShares Core High Dividend ETF
HDV
$14.9B
$540K 0.11%
36,785
+27,685
+304% +$409K
LMLP
113
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
$537K 0.11%
42,400
+1,000
+2% +$15K
KHC icon
114
Kraft Heinz
KHC
$30B
$534K 0.11%
+7,350
New +$542K
NKE icon
115
Nike
NKE
$61.9B
$529K 0.11%
8,476
– –
SLB icon
116
SLB Ltd
SLB
$75B
$527K 0.11%
7,568
+199
+3% +$14.9K
EMR icon
117
Emerson Electric
EMR
$88.3B
$506K 0.11%
10,589
-1,721
-14% -$81.9K
EPD icon
118
Enterprise Products Partners
EPD
$81.7B
$502K 0.1%
19,631
+479
+3% +$12.4K
ARCC icon
119
Ares Capital
ARCC
$14.4B
$497K 0.1%
34,930
-17,969
-34% -$273K
MUB icon
120
iShares National Muni Bond ETF
MUB
$45.5B
$475K 0.1%
4,293
+1,915
+81% +$210K
TPR icon
121
Tapestry
TPR
$32.8B
$474K 0.1%
14,507
-330
-2% -$10.3K
WT icon
122
WisdomTree
WT
$3.22B
$466K 0.1%
29,750
+300
+1% +$5.51K
VV icon
123
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$465K 0.1%
4,979
– –
GWW icon
124
W.W. Grainger
GWW
$60.2B
$463K 0.1%
2,290
-190
-8% -$39K
CVS icon
125
CVS Health
CVS
$122B
$462K 0.1%
4,731
+450
+11% +$44.1K
3 4
5
6 7

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.