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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
101
Union Pacific
UNP
$174B
$323K 0.14%
2,983
+1,548
+108% +$182K
MON
102
DELISTED
Monsanto Co
MON
$314K 0.14%
2,789
– –
HON icon
103
Honeywell
HON
$78B
$309K 0.14%
3,295
+2,790
+552% +$255K
APC
104
DELISTED
Anadarko Petroleum
APC
$307K 0.13%
3,706
+2,021
+120% +$165K
QQQ icon
105
Invesco QQQ Trust
QQQ
$484B
$303K 0.13%
2,868
-240
-8% -$25.2K
LNC icon
106
Lincoln National
LNC
$8.81B
$286K 0.13%
4,974
– –
SDY icon
107
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$282K 0.12%
3,608
-1,582
-30% -$124K
COST icon
108
Costco
COST
$420B
$281K 0.12%
1,856
– –
FITB
109
Fifth Third Bancorp
FITB
$51.8B
$279K 0.12%
14,826
+2,755
+23% +$51.9K
PSX icon
110
Phillips 66
PSX
$81.4B
$278K 0.12%
3,543
+1,992
+128% +$146K
NKE icon
111
Nike
NKE
$61.9B
$259K 0.11%
5,170
– –
VWO icon
112
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$258K 0.11%
6,323
+2,886
+84% +$117K
RJF icon
113
Raymond James Financial
RJF
$34B
$256K 0.11%
6,750
– –
PHDG icon
114
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$254K 0.11%
9,450
+2,300
+32% +$63.5K
SSB icon
115
SouthState Bank Corp
SSB
$10.5B
$252K 0.11%
3,685
– –
ACWI icon
116
iShares MSCI ACWI ETF
ACWI
$33.5B
$251K 0.11%
4,185
+3,540
+549% +$210K
FAST icon
117
Fastenal
FAST
$59.5B
$251K 0.11%
24,216
+21,444
+774% +$232K
EFA icon
118
iShares MSCI EAFE ETF
EFA
$80.2B
$246K 0.11%
3,835
+3,335
+667% +$210K
BIIB icon
119
Biogen
BIIB
$30.7B
$239K 0.11%
565
+200
+55% +$78.8K
NSC icon
120
Norfolk Southern
NSC
$75.1B
$238K 0.1%
2,310
+1,516
+191% +$162K
CL icon
121
Colgate-Palmolive
CL
$74.4B
$236K 0.1%
3,400
+3,200
+1,600% +$221K
ORCL icon
122
Oracle
ORCL
$423B
$232K 0.1%
5,371
+480
+10% +$20.8K
AXP icon
123
American Express
AXP
$230B
$229K 0.1%
2,926
+1,540
+111% +$128K
RIO icon
124
Rio Tinto
RIO
$164B
$228K 0.1%
5,517
– –
OCSL icon
125
Oaktree Specialty Lending
OCSL
$1.14B
$223K 0.1%
10,167
+2,434
+31% +$54.6K
3 4
5
6 7

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.