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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
101
Rio Tinto
RIO
$162B
$255K 0.16%
5,517
-7,569
-58% -$357K
RJF icon
102
Raymond James Financial
RJF
$34.5B
$246K 0.16%
6,750
– –
NKE icon
103
Nike
NKE
$62.3B
$239K 0.15%
5,170
-2,192
-30% -$103K
SNDK
104
DELISTED
SANDISK CORP
SNDK
$234K 0.15%
3,000
– –
FEZ icon
105
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
$233K 0.15%
6,200
-10,300
-62% -$391K
SSB icon
106
SouthState Bank Corp
SSB
$10.5B
$231K 0.15%
3,685
– –
VCR icon
107
Vanguard Consumer Discretionary ETF
VCR
$6.24B
$227K 0.14%
1,933
-315
-14% -$35.2K
FITB
108
Fifth Third Bancorp
FITB
$51.7B
$222K 0.14%
12,071
-1,257
-9% -$25K
UN
109
DELISTED
Unilever NV New York Registry Shares
UN
$208K 0.13%
4,904
+4,575
+1,391% +$179K
ORCL icon
110
Oracle
ORCL
$413B
$207K 0.13%
4,891
-4,742
-49% -$193K
OIH icon
111
VanEck Oil Services ETF
OIH
$1.94B
$206K 0.13%
298
+260
+684% +$216K
ESRX
112
DELISTED
Express Scripts Holding Company
ESRX
$203K 0.13%
2,460
+451
+22% +$35.2K
VDE icon
113
Vanguard Energy ETF
VDE
$9.84B
$201K 0.13%
+1,812
New +$216K
PHDG icon
114
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.6M
$198K 0.13%
7,150
-244,010
-97% -$7.12M
SPY icon
115
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$197K 0.13%
966
-85
-8% -$17.1K
ET icon
116
Energy Transfer Partners
ET
$71.2B
$192K 0.12%
6,800
– –
OCSL icon
117
Oaktree Specialty Lending
OCSL
$1.12B
$192K 0.12%
7,733
-110,800
-93% -$2.86M
PGX icon
118
Invesco Preferred ETF
PGX
$3.78B
$188K 0.12%
12,685
-16,350
-56% -$238K
NVS icon
119
Novartis
NVS
$293B
$181K 0.12%
2,057
-832
-29% -$69K
IYW icon
120
iShares US Technology ETF
IYW
$24.8B
$174K 0.11%
6,776
-2,800
-29% -$71.4K
FMLP
121
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$174K 0.11%
7,100
-75,500
-91% -$1.75M
UNP icon
122
Union Pacific
UNP
$175B
$173K 0.11%
1,435
-667
-32% -$76.6K
ED icon
123
Consolidated Edison
ED
$40.2B
$170K 0.11%
2,488
-225
-8% -$14.1K
CDK
124
DELISTED
CDK Global, Inc.
CDK
$170K 0.11%
+3,781
New +$134K
WPP icon
125
WPP
WPP
$5.6B
$166K 0.11%
1,480
– –
3 4
5
6 7

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.