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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
(+17%)
Cap. Flow
+$37.9M
Cap. Flow
% of AUM
10.59%
Top 10 Holdings %
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.91M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.93M |
| 3 |
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
|
+$1.58M |
| 4 |
Hormel Foods
HRL
|
+$1.55M |
| 5 |
DuPont de Nemours
DD
|
+$1.55M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$732K |
| 2 |
Williams Companies
WMB
|
+$490K |
| 3 |
Peoples Bancorp of North Carolina
PEBK
|
+$388K |
| 4 |
Johnson & Johnson
JNJ
|
+$354K |
| 5 |
Rio Tinto
RIO
|
+$148K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.14% |
| 2 | Technology | 9.32% |
| 3 | Energy | 9.11% |
| 4 | Healthcare | 5.76% |
| 5 | Industrials | 4.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Visa
V
$683B
| $495K | 0.14% |
9,404
+2,720
| +41% | +$142K |
|
102
Oracle
ORCL
$420B
| $489K | 0.14% |
12,066
+304
| +3% | +$12.5K |
|
103
Amgen
AMGN
$210B
| $475K | 0.13% |
4,017
+505
| +14% | +$58.5K |
|
104
Intel
INTC
$509B
| $467K | 0.13% |
15,107
-309
| -2% | -$8.47K |
|
105
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
| $467K | 0.13% |
4,588
-354
| -7% | -$34.9K |
|
|
SUP
106
DELISTED
Superior Industries International
SUP
| $450K | 0.13% |
21,800
+3,900
| +22% | +$79.3K |
|
|
KMP
107
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
| $440K | 0.12% |
5,356
+709
| +15% | +$54.7K |
|
108
Vanguard Extended Market ETF
VXF
$31.5B
| $438K | 0.12% |
4,989
+392
| +9% | +$33K |
|
109
Aflac
AFL
$64.5B
| $437K | 0.12% |
14,042
+58
| +0.4% | +$1.81K |
|
110
Boeing
BA
$187B
| $423K | 0.12% |
3,321
+135
| +4% | +$17.6K |
|
|
MORL
111
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
| $419K | 0.12% |
17,900
+600
| +3% | +$13.2K |
|
112
CVS Health
CVS
$133B
| $418K | 0.12% |
5,541
+3,300
| +147% | +$249K |
|
113
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
| $414K | 0.12% |
4,599
| – | – |
|
|
BNCN
114
DELISTED
BNC Bancorp
BNCN
| $414K | 0.12% |
24,234
+2,532
| +12% | +$43K |
|
115
State Street SPDR S&P Dividend ETF
SDY
$23.8B
| $410K | 0.11% |
5,354
+429
| +9% | +$32.1K |
|
116
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
| $391K | 0.11% |
5,100
| – | – |
|
|
TLM
117
DELISTED
TALISMAN ENERGY INC
TLM
| $387K | 0.11% |
36,510
-4,650
| -11% | -$48.5K |
|
118
Lumen
LUMN
$6.91B
| $378K | 0.11% |
10,441
+360
| +4% | +$12.9K |
|
119
Merck
MRK
$316B
| $370K | 0.1% |
6,695
+11
| +0.2% | +$600 |
|
120
iShares Russell 1000 Growth ETF
IWF
$127B
| $369K | 0.1% |
16,228
| – | – |
|
|
CXP
121
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $357K | 0.1% |
13,730
+1,000
| +8% | +$27.2K |
|
122
Dominion Energy
D
$60.5B
| $340K | 0.1% |
4,755
| – | – |
|
123
Johnson Controls International
JCI
$93.1B
| $335K | 0.09% |
6,405
+86
| +1% | +$4.28K |
|
|
KMR
124
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
| $334K | 0.09% |
4,370
+4,336
| +12,753% | +$308K |
|
125
Union Pacific
UNP
$173B
| $332K | 0.09% |
3,326
+230
| +7% | +$22.3K |
|
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Carroll Financial Associates's Q2 2014 Portfolio in Review
As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.
- Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
- Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
- Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
- Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
- Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
- Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.
Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.