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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$204M
AUM Growth
–
Cap. Flow
+$299M
Cap. Flow %
146.65%
Top 10 Hldgs %
41.41%
Holding
807
New
803
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$36M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
3
XOM icon
ExxonMobil
XOM
+$15.7M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.8M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$12.3M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 16.89%
2 Energy 12.95%
3 Technology 12.55%
4 Healthcare 9.61%
5 Industrials 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STI
101
DELISTED
SunTrust Banks, Inc.
STI
$282K 0.14%
+8,953
New +$271K
PX
102
DELISTED
Praxair Inc
PX
$268K 0.13%
+2,331
New +$265K
EXC icon
103
Exelon
EXC
$47.1B
$261K 0.13%
+11,882
New +$288K
FITB
104
Fifth Third Bancorp
FITB
$52.2B
$244K 0.12%
+13,529
New +$236K
JCI icon
105
Johnson Controls International
JCI
$93.1B
$242K 0.12%
+6,480
New +$242K
EMR icon
106
Emerson Electric
EMR
$91B
$233K 0.11%
+4,281
New +$241K
AXP icon
107
American Express
AXP
$236B
$228K 0.11%
+3,056
New +$217K
SLB icon
108
SLB Ltd
SLB
$74.1B
$222K 0.11%
+3,100
New +$229K
UNP icon
109
Union Pacific
UNP
$176B
$222K 0.11%
+2,882
New +$217K
SDY icon
110
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$218K 0.11%
+3,295
New +$222K
OKS
111
DELISTED
Oneok Partners LP
OKS
$217K 0.11%
+4,400
New +$231K
DLTR icon
112
Dollar Tree
DLTR
$24.7B
$212K 0.1%
+4,170
New +$203K
QQQ icon
113
Invesco QQQ Trust
QQQ
$480B
$208K 0.1%
+2,927
New +$209K
ESRX
114
DELISTED
Express Scripts Holding Company
ESRX
$207K 0.1%
+3,358
New +$202K
VWO icon
115
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$206K 0.1%
+5,314
New +$223K
TRW
116
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$199K 0.1%
+3,000
New +$181K
RJF icon
117
Raymond James Financial
RJF
$34.7B
$193K 0.09%
+6,750
New +$195K
NVS icon
118
Novartis
NVS
$294B
$192K 0.09%
+3,037
New +$198K
AMT icon
119
American Tower
AMT
$78.3B
$191K 0.09%
+2,623
New +$209K
DVY icon
120
iShares Select Dividend ETF
DVY
$23.5B
$191K 0.09%
+2,995
New +$194K
AVGO icon
121
Broadcom
AVGO
$1.99T
$186K 0.09%
+50,000
New +$174K
SNDK
122
DELISTED
SANDISK CORP
SNDK
$183K 0.09%
+3,000
New +$171K
QEP
123
DELISTED
QEP RESOURCES, INC.
QEP
$166K 0.08%
+6,000
New +$174K
PGX icon
124
Invesco Preferred ETF
PGX
$3.8B
$164K 0.08%
+11,525
New +$170K
KFN
125
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$164K 0.08%
+15,600
New +$167K
3 4
5
6 7

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Carroll Financial Associates, which disclosed 807 positions worth $204M. Its ten largest holdings account for 41% of the portfolio.

Its largest position is KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.

By sector, the portfolio is most concentrated in Financials at 17% of assets, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q2 2013 buy was KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $204M portfolio in Q2 2013.
  • Carroll Financial Associates disclosed 807 positions in Q2 2013, its first 13F filing on record.

Based on Carroll Financial Associates's 13F filing for Q2 2013, filed 12 Aug 2013.