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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHH icon
1201
Choice Hotels
CHH
$4.62B
$10K ﹤0.01%
100
– –
DPZ icon
1202
Domino's
DPZ
$11.9B
$10K ﹤0.01%
29
+6
+26% +$2.21K
GGG icon
1203
Graco
GGG
$13.6B
$10K ﹤0.01%
147
– –
HDB icon
1204
HDFC Bank
HDB
$120B
$10K ﹤0.01%
262
– –
HYD icon
1205
VanEck High Yield Muni ETF
HYD
$4.4B
$10K ﹤0.01%
165
– –
HYMB icon
1206
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$10K ﹤0.01%
350
– –
IYY icon
1207
iShares Dow Jones US ETF
IYY
$3.06B
$10K ﹤0.01%
108
– –
KBWY icon
1208
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$10K ﹤0.01%
456
– –
KRE icon
1209
State Street SPDR S&P Regional Banking ETF
KRE
$4.62B
$10K ﹤0.01%
151
– –
MGEE icon
1210
MGE Energy Inc
MGEE
$3.06B
$10K ﹤0.01%
150
– –
MLN icon
1211
VanEck Long Muni ETF
MLN
$683M
$10K ﹤0.01%
500
– –
MSTR icon
1212
Strategy Inc
MSTR
$37.7B
$10K ﹤0.01%
160
– –
NSA
1213
DELISTED
National Storage Affiliates Trust
NSA
$10K ﹤0.01%
258
– –
PCRX icon
1214
Pacira BioSciences
PCRX
$971M
$10K ﹤0.01%
150
– –
PEY icon
1215
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$10K ﹤0.01%
530
– –
P
1216
Everpure Inc
P
$35.5B
$10K ﹤0.01%
500
– –
PZA icon
1217
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$10K ﹤0.01%
400
– –
REG icon
1218
Regency Centers
REG
$13.9B
$10K ﹤0.01%
177
– –
SAN icon
1219
Banco Santander
SAN
$210B
$10K ﹤0.01%
3,018
– –
SBIO icon
1220
ALPS Medical Breakthroughs ETF
SBIO
$215M
$10K ﹤0.01%
+200
New +$11.1K
SCZ icon
1221
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$10K ﹤0.01%
148
– –
TRU icon
1222
TransUnion
TRU
$15.5B
$10K ﹤0.01%
116
+9
+8% +$812
WSO icon
1223
Watsco Inc
WSO
$13.2B
$10K ﹤0.01%
41
– –
ZION icon
1224
Zions Bancorporation
ZION
$10.4B
$10K ﹤0.01%
200
– –
WWE
1225
DELISTED
World Wrestling Entertainment
WWE
$10K ﹤0.01%
200
– –
47 48
49
50 51

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.