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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
1201
Bank OZK
OZK
$5.63B
$5K ﹤0.01%
234
– –
PIO icon
1202
Invesco Global Water ETF
PIO
$280M
$5K ﹤0.01%
200
– –
RCL icon
1203
Royal Caribbean
RCL
$82.5B
$5K ﹤0.01%
114
– –
RWL icon
1204
Invesco S&P 500 Revenue ETF
RWL
$9.97B
$5K ﹤0.01%
100
– –
RYAAY icon
1205
Ryanair
RYAAY
$30.9B
$5K ﹤0.01%
215
-113
-34% -$2.86K
SDOG icon
1206
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$5K ﹤0.01%
160
+1
+0.6% +$35
SPSC icon
1207
SPS Commerce
SPSC
$2.69B
$5K ﹤0.01%
+70
New +$4.26K
TAK icon
1208
Takeda Pharmaceutical
TAK
$55.8B
$5K ﹤0.01%
321
– –
TTE icon
1209
TotalEnergies
TTE
$196B
$5K ﹤0.01%
134
-40
-23% -$1.48K
VPL icon
1210
Vanguard FTSE Pacific ETF
VPL
$8.44B
$5K ﹤0.01%
80
– –
VVV icon
1211
Valvoline
VVV
$4.3B
$5K ﹤0.01%
266
– –
WCC
1212
WESCO International
WCC
$18.3B
$5K ﹤0.01%
150
– –
WH icon
1213
Wyndham Hotels & Resorts
WH
$5.35B
$5K ﹤0.01%
140
– –
WSBC icon
1214
WesBanco
WSBC
$4.02B
$5K ﹤0.01%
251
– –
ALTR
1215
DELISTED
Altair Engineering Inc
ALTR
$5K ﹤0.01%
130
+93
+251% +$3.16K
RCM
1216
DELISTED
R1 RCM Inc. Common Stock
RCM
$5K ﹤0.01%
450
– –
LTHM
1217
DELISTED
Livent Corporation
LTHM
$5K ﹤0.01%
893
– –
FFTI
1218
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$5K ﹤0.01%
246
+188
+324% +$4.42K
SEAC
1219
DELISTED
Seachange International Inc
SEAC
$5K ﹤0.01%
175
– –
SOLN
1220
DELISTED
The Southern Company
SOLN
$5K ﹤0.01%
115
– –
CIZ
1221
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$5K ﹤0.01%
215
-64
-23% -$1.67K
CEO
1222
DELISTED
CNOOC Limited
CEO
$5K ﹤0.01%
52
-24
-32% -$2.71K
AM icon
1223
Antero Midstream
AM
$10.5B
$4K ﹤0.01%
827
-2,099
-72% -$9.29K
BOH icon
1224
Bank of Hawaii
BOH
$3.11B
$4K ﹤0.01%
79
– –
CHD icon
1225
Church & Dwight Co
CHD
$24.3B
$4K ﹤0.01%
64
– –
47 48
49
50 51

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.