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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THO icon
1201
Thor Industries
THO
$4.11B
$4K ﹤0.01%
114
– –
TLK icon
1202
Telkom Indonesia
TLK
$14.5B
$4K ﹤0.01%
254
+42
+20% +$1.06K
TRIP icon
1203
TripAdvisor
TRIP
$1.29B
$4K ﹤0.01%
250
– –
VOX icon
1204
Vanguard Communication Services ETF
VOX
$5.88B
$4K ﹤0.01%
53
-180
-77% -$16.3K
VPL icon
1205
Vanguard FTSE Pacific ETF
VPL
$8.65B
$4K ﹤0.01%
80
– –
WH icon
1206
Wyndham Hotels & Resorts
WH
$5.51B
$4K ﹤0.01%
140
– –
ZS icon
1207
Zscaler
ZS
$30.4B
$4K ﹤0.01%
75
– –
GAP
1208
The Gap Inc
GAP
$7.34B
$4K ﹤0.01%
635
– –
RCM
1209
DELISTED
R1 RCM Inc. Common Stock
RCM
$4K ﹤0.01%
450
– –
TWOU
1210
DELISTED
2U Inc
TWOU
$4K ﹤0.01%
7
– –
LTHM
1211
DELISTED
Livent Corporation
LTHM
$4K ﹤0.01%
893
– –
HDS
1212
DELISTED
HD Supply Holdings, Inc.
HDS
$4K ﹤0.01%
164
+161
+5,367% +$6.01K
WBC
1213
DELISTED
WABCO HOLDINGS INC.
WBC
$4K ﹤0.01%
33
– –
TLRA
1214
DELISTED
Telaria, Inc.
TLRA
$4K ﹤0.01%
+670
New +$6.64K
ACA icon
1215
Arcosa
ACA
$7.12B
$3K ﹤0.01%
94
– –
AEIS icon
1216
Advanced Energy
AEIS
$13.2B
$3K ﹤0.01%
82
– –
BLDP
1217
Ballard Power Systems
BLDP
$790M
$3K ﹤0.01%
500
– –
CBRL icon
1218
Cracker Barrel
CBRL
$1.31B
$3K ﹤0.01%
+48
New +$6.59K
CCJ icon
1219
Cameco
CCJ
$42.6B
$3K ﹤0.01%
+400
New +$3.28K
CHX
1220
DELISTED
ChampionX
CHX
$3K ﹤0.01%
586
– –
CIK
1221
Credit Suisse Asset Management Income Fund
CIK
$134M
$3K ﹤0.01%
1,373
– –
DBEU icon
1222
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$802M
$3K ﹤0.01%
127
-159
-56% -$4.59K
DES icon
1223
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$3K ﹤0.01%
171
– –
DEW icon
1224
WisdomTree Global High Dividend Fund
DEW
$156M
$3K ﹤0.01%
108
+1
+0.9% +$43
ENOV icon
1225
Enovis
ENOV
$1.48B
$3K ﹤0.01%
102
– –
47 48
49
50 51

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.