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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXP icon
1201
iShares Global Comm Services ETF
IXP
$572M
$3K ﹤0.01%
65
– –
JRI icon
1202
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$3K ﹤0.01%
224
– –
OPLN
1203
Openlane
OPLN
$4.54B
$3K ﹤0.01%
172
+35
+26% +$660
KEYS icon
1204
Keysight
KEYS
$58.3B
$3K ﹤0.01%
+35
New +$2.72K
LCII icon
1205
LCI Industries
LCII
$2.65B
$3K ﹤0.01%
+46
New +$3.64K
MFC icon
1206
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
NFJ
1207
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$3K ﹤0.01%
+250
New +$2.96K
NOW icon
1208
ServiceNow
NOW
$129B
$3K ﹤0.01%
+75
New +$3.3K
PFGC icon
1209
Performance Food Group
PFGC
$18B
$3K ﹤0.01%
85
– –
PH icon
1210
Parker-Hannifin
PH
$135B
$3K ﹤0.01%
21
– –
PHI icon
1211
PLDT
PHI
$4.33B
$3K ﹤0.01%
155
+53
+52% +$1.19K
PJP icon
1212
Invesco Pharmaceuticals ETF
PJP
$498M
$3K ﹤0.01%
50
– –
PNR icon
1213
Pentair
PNR
$11B
$3K ﹤0.01%
83
– –
PPT
1214
Franklin Premier Income Trust
PPT
$328M
$3K ﹤0.01%
750
– –
QQEW icon
1215
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$3K ﹤0.01%
50
– –
RINF icon
1216
ProShares Inflation Expectations ETF
RINF
$17.9M
$3K ﹤0.01%
+122
New +$3.35K
SVXY icon
1217
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
$3K ﹤0.01%
130
– –
TAK icon
1218
Takeda Pharmaceutical
TAK
$55.7B
$3K ﹤0.01%
+176
New +$3.54K
TPR icon
1219
Tapestry
TPR
$32.8B
$3K ﹤0.01%
+120
New +$4.21K
TX icon
1220
Ternium
TX
$10.6B
$3K ﹤0.01%
120
– –
UHAL icon
1221
U-Haul Holding Co
UHAL
$14.6B
$3K ﹤0.01%
100
– –
VVR icon
1222
Invesco Senior Income Trust
VVR
$454M
$3K ﹤0.01%
875
– –
XLG icon
1223
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3K ﹤0.01%
170
– –
XPO icon
1224
XPO
XPO
$23.7B
$3K ﹤0.01%
+214
New +$4.11K
ABB
1225
DELISTED
ABB Ltd
ABB
$3K ﹤0.01%
172
-296
-63% -$5.73K
47 48
49
50 51

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.