We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
1201
Goodyear
GT
$1.85B
$1K ﹤0.01%
56
– –
HP icon
1202
Helmerich & Payne
HP
$3.71B
$1K ﹤0.01%
19
– –
HYT icon
1203
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
BRSL
1204
Brightstar Lottery PLC
BRSL
$2.03B
$1K ﹤0.01%
+54
New +$1.44K
IHF icon
1205
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
55
– –
INTU icon
1206
Intuit
INTU
$89B
$1K ﹤0.01%
8
-29
-78% -$5.56K
JBLU icon
1207
JetBlue
JBLU
$2.29B
$1K ﹤0.01%
60
– –
JBL icon
1208
Jabil
JBL
$35.8B
$1K ﹤0.01%
42
– –
OPLN
1209
Openlane
OPLN
$4.54B
$1K ﹤0.01%
82
– –
KIM icon
1210
Kimco Realty
KIM
$16.4B
$1K ﹤0.01%
68
-24
-26% -$362
KKR icon
1211
KKR & Co
KKR
$92.3B
$1K ﹤0.01%
76
-2,000
-96% -$44.4K
KSS icon
1212
Kohl's
KSS
$2.19B
$1K ﹤0.01%
22
– –
LEO
1213
BNY Mellon Strategic Municipals
LEO
$387M
$1K ﹤0.01%
250
– –
LILAK icon
1214
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
64
– –
MDU icon
1215
MDU Resources
MDU
$4.32B
$1K ﹤0.01%
113
– –
MDXG icon
1216
MiMedx Group
MDXG
$633M
$1K ﹤0.01%
300
– –
MMT
1217
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
MOS icon
1218
The Mosaic Company
MOS
$7.33B
$1K ﹤0.01%
53
– –
MU icon
1219
Micron Technology
MU
$991B
$1K ﹤0.01%
29
– –
NAVI icon
1220
Navient
NAVI
$853M
$1K ﹤0.01%
97
– –
NMFC icon
1221
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NTGR icon
1222
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
NUSC icon
1223
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1K ﹤0.01%
38
– –
NXRT
1224
NexPoint Residential Trust
NXRT
$652M
$1K ﹤0.01%
46
– –
PFN
1225
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
47 48
49
50 51

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.