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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDU icon
1201
MDU Resources
MDU
$4.32B
$1K ﹤0.01%
113
-1,662
-94% -$16.9K
MMT
1202
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
MOS icon
1203
The Mosaic Company
MOS
$7.33B
$1K ﹤0.01%
+53
New +$1.39K
MU icon
1204
Micron Technology
MU
$991B
$1K ﹤0.01%
+29
New +$1.39K
NAVI icon
1205
Navient
NAVI
$853M
$1K ﹤0.01%
+97
New +$1.32K
NMFC icon
1206
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1207
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1208
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
NUSC icon
1209
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1K ﹤0.01%
38
– –
NXRT
1210
NexPoint Residential Trust
NXRT
$652M
$1K ﹤0.01%
46
– –
IMDX
1211
Insight Molecular Diagnostics
IMDX
$156M
$1K ﹤0.01%
43
– –
OKE icon
1212
Oneok
OKE
$54.5B
$1K ﹤0.01%
+22
New +$1.26K
PFN
1213
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PWV icon
1214
Invesco Large Cap Value ETF
PWV
$1.76B
$1K ﹤0.01%
46
– –
RPM icon
1215
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
SCHF icon
1216
Schwab International Equity ETF
SCHF
$68.7B
$1K ﹤0.01%
82
– –
SCHX icon
1217
Schwab US Large- Cap ETF
SCHX
$74.6B
$1K ﹤0.01%
96
– –
SFM icon
1218
Sprouts Farmers Market
SFM
$8.01B
$1K ﹤0.01%
46
– –
SIRI icon
1219
SiriusXM
SIRI
$10.1B
$1K ﹤0.01%
24
– –
SLV icon
1220
iShares Silver Trust
SLV
$30.9B
$1K ﹤0.01%
100
– –
SVC
1221
Service Properties Trust
SVC
$1.07B
$1K ﹤0.01%
+8
New +$1.08K
SXC icon
1222
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
141
– –
UAA icon
1223
Under Armour
UAA
$2.6B
$1K ﹤0.01%
93
– –
UAL icon
1224
United Airlines
UAL
$42.1B
$1K ﹤0.01%
+17
New +$1.17K
URI icon
1225
United Rentals
URI
$72.4B
$1K ﹤0.01%
+7
New +$1.24K
47 48
49
50 51

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.