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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
1201
SL Green Realty
SLG
$3.86B
$1K ﹤0.01%
+15
New +$1.46K
SLV icon
1202
iShares Silver Trust
SLV
$29.8B
$1K ﹤0.01%
100
– –
SXC icon
1203
SunCoke Energy
SXC
$815M
$1K ﹤0.01%
141
– –
THC icon
1204
Tenet Healthcare
THC
$20.7B
$1K ﹤0.01%
101
– –
UAA icon
1205
Under Armour
UAA
$2.73B
$1K ﹤0.01%
93
-300
-76% -$4.33K
XYL icon
1206
Xylem
XYL
$28.2B
$1K ﹤0.01%
15
-985
-99% -$65.4K
VIVS
1207
VivoSim Labs
VIVS
$1.15M
$1K ﹤0.01%
4
– –
RCM
1208
DELISTED
R1 RCM Inc. Common Stock
RCM
$1K ﹤0.01%
450
– –
IMGN
1209
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
209
– –
RPT
1210
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
KSU
1211
DELISTED
Kansas City Southern
KSU
$1K ﹤0.01%
+11
New +$1.17K
CLGX
1212
DELISTED
Corelogic, Inc.
CLGX
$1K ﹤0.01%
+41
New +$1.9K
AIG.WS
1213
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
102
-26
-20% -$511
NBL
1214
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
– –
LOGM
1215
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
12
– –
MFGP
1216
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
+36
New +$1.46K
GXP
1217
DELISTED
Great Plains Energy Incorporated
GXP
$1K ﹤0.01%
34
– –
TIME
1218
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
63
– –
TVIX
1219
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$1K ﹤0.01%
2
– –
FTR
1220
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
157
-17
-10% -$159
XLBS
1221
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$1K ﹤0.01%
+33
New +$1K
AAL icon
1222
American Airlines Group
AAL
$10.6B
– –
-19
Closed –
AAP icon
1223
Advance Auto Parts
AAP
$3.49B
– –
-602
Closed -$56K
AIRI icon
1224
Air Industries Group
AIRI
$12.7M
$0 ﹤0.01%
1
– –
AQB icon
1225
AquaBounty Technologies
AQB
$5.51M
$0 ﹤0.01%
1
– –
47 48
49
50 51

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.