We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
1201
DuPont de Nemours
DD
$19.5B
– –
-49,306
Closed -$7.88M
EIX icon
1202
Edison International
EIX
$25.9B
$0 ﹤0.01%
12
– –
ERIC icon
1203
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
60
– –
EWQ icon
1204
iShares MSCI France ETF
EWQ
$343M
– –
-25
Closed –
FAZ
1205
Direxion Daily Financial Bear 3x ETF
FAZ
$85.7M
– –
0
– –
FCEL icon
1206
FuelCell Energy
FCEL
$1.62B
– –
0
– –
FNDC icon
1207
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$0 ﹤0.01%
18
– –
FNDE icon
1208
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$0 ﹤0.01%
29
– –
FNDF icon
1209
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$0 ﹤0.01%
29
– –
GOOD
1210
Gladstone Commercial Corp
GOOD
$625M
– –
-3,300
Closed -$71K
GT icon
1211
Goodyear
GT
$1.94B
$0 ﹤0.01%
20
– –
HALO icon
1212
Halozyme
HALO
$10.2B
– –
-1,000
Closed -$12K
HRI icon
1213
Herc Holdings
HRI
$5.62B
$0 ﹤0.01%
13
– –
HRB icon
1214
H&R Block
HRB
$5.82B
– –
-318
Closed -$9K
HUM icon
1215
Humana
HUM
$44.1B
– –
-200
Closed -$48K
IEF icon
1216
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-114
Closed -$12K
IEP icon
1217
Icahn Enterprises
IEP
$5.42B
– –
-8
Closed –
IFGL icon
1218
iShares International Developed Real Estate ETF
IFGL
$82.7M
– –
-2,800
Closed -$79K
IMNN icon
1219
Imunon
IMNN
$6.64M
– –
0
– –
IOR
1220
Income Opportunity Realty Investors
IOR
$84.4M
– –
-456
Closed -$4K
IPG
1221
DELISTED
Interpublic Group of Companies
IPG
– –
-71
Closed -$1.54K
ISCV icon
1222
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
$0 ﹤0.01%
6
– –
KIM icon
1223
Kimco Realty
KIM
$16.4B
$0 ﹤0.01%
24
– –
LILA icon
1224
Liberty Latin America Class A
LILA
$1.7B
$0 ﹤0.01%
25
– –
LPX icon
1225
Louisiana-Pacific
LPX
$5.31B
$0 ﹤0.01%
8
-390
-98% -$9.94K
47 48
49
50 51

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.