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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAE icon
1201
Haemonetics
HAE
$3.94B
$0 ﹤0.01%
+25
New +$1.03K
HP icon
1202
Helmerich & Payne
HP
$3.41B
– –
-200
Closed -$13K
HRI icon
1203
Herc Holdings
HRI
$5.48B
$0 ﹤0.01%
13
– –
IART icon
1204
Integra LifeSciences
IART
$1.39B
– –
-19
Closed –
ICLR icon
1205
Icon
ICLR
$12.2B
– –
-290
Closed -$23K
IEP icon
1206
Icahn Enterprises
IEP
$5.22B
$0 ﹤0.01%
8
– –
IMNN icon
1207
Imunon
IMNN
$6.64M
– –
0
– –
ISCV icon
1208
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
$0 ﹤0.01%
6
– –
KIM icon
1209
Kimco Realty
KIM
$17.1B
$0 ﹤0.01%
24
– –
KTF
1210
DWS Municipal Income Trust
KTF
$347M
– –
-1,750
Closed -$23K
LILA icon
1211
Liberty Latin America Class A
LILA
$1.69B
$0 ﹤0.01%
25
– –
LYV icon
1212
Live Nation Entertainment
LYV
$42.3B
$0 ﹤0.01%
16
– –
MOS icon
1213
The Mosaic Company
MOS
$6.93B
$0 ﹤0.01%
2
-70
-97% -$1.72K
MT icon
1214
ArcelorMittal
MT
$54.2B
$0 ﹤0.01%
2
– –
NFG icon
1215
National Fuel Gas
NFG
$7.87B
– –
-500
Closed -$29K
NFJ
1216
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
– –
-250
Closed -$3K
NRG icon
1217
NRG Energy
NRG
$29.2B
$0 ﹤0.01%
10
– –
NRT
1218
North European Oil Royalty Trust
NRT
$83.6M
$0 ﹤0.01%
65
– –
NUSC icon
1219
Nuveen ESG Small-Cap ETF
NUSC
$1.31B
$0 ﹤0.01%
+38
New +$978
NWSA icon
1220
News Corp Class A
NWSA
$15.1B
$0 ﹤0.01%
27
-14
-34% -$183
OLLI icon
1221
Ollie's Bargain Outlet
OLLI
$4.51B
– –
-1,150
Closed -$38K
OZK icon
1222
Bank OZK
OZK
$5.65B
$0 ﹤0.01%
2
– –
IFLN
1223
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$0 ﹤0.01%
+52
New +$985
PHK
1224
PIMCO High Income Fund
PHK
$873M
$0 ﹤0.01%
7
– –
PIM
1225
Franklin Master Intermediate Income Trust
PIM
$150M
$0 ﹤0.01%
60
– –
47 48
49
50 51

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.