CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CWI icon
1201
SPDR MSCI ACWI ex-US ETF
CWI
$1.97B
$0 ﹤0.01%
29
– –
CYH icon
1202
Community Health Systems
CYH
$409M
$0 ﹤0.01%
13
– –
DAN icon
1203
Dana Inc
DAN
$2.7B
$0 ﹤0.01%
38
– –
DGS icon
1204
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.64B
– –
-16
Closed –
EIX icon
1205
Edison International
EIX
$21B
$0 ﹤0.01%
12
– –
EQT icon
1206
EQT Corp
EQT
$32.2B
– –
-276
Closed -$9K
ERIC icon
1207
Ericsson
ERIC
$26.7B
$0 ﹤0.01%
60
– –
ETSY icon
1208
Etsy
ETSY
$5.36B
– –
-200
Closed -$2K
EUDG icon
1209
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$79.1M
– –
-5,000
Closed -$105K
EWD icon
1210
iShares MSCI Sweden ETF
EWD
$324M
$0 ﹤0.01%
+19
New –
FAF icon
1211
First American
FAF
$6.83B
– –
-800
Closed -$29K
FAZ icon
1212
Direxion Daily Financial Bear 3x Shares
FAZ
$108M
$0 ﹤0.01%
1
– –
FCEL icon
1213
FuelCell Energy
FCEL
$92.3M
– –
0
– –
FNDC icon
1214
Schwab Fundamental International Small Company Index ETF
FNDC
$3.01B
$0 ﹤0.01%
18
– –
FNDE icon
1215
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$7.39B
$0 ﹤0.01%
29
– –
FNDF icon
1216
Schwab Fundamental International Large Company Index ETF
FNDF
$17.4B
$0 ﹤0.01%
29
– –
GT icon
1217
Goodyear
GT
$2.43B
$0 ﹤0.01%
+20
New –
HAIN icon
1218
Hain Celestial
HAIN
$164M
$0 ﹤0.01%
26
– –
HOFT icon
1219
Hooker Furnishings Corp
HOFT
$117M
– –
-4
Closed –
HRI icon
1220
Herc Holdings
HRI
$4.6B
$0 ﹤0.01%
13
– –
IART icon
1221
Integra LifeSciences
IART
$1.25B
$0 ﹤0.01%
19
-9
-32% –
IEP icon
1222
Icahn Enterprises
IEP
$4.83B
$0 ﹤0.01%
8
– –
IEUR icon
1223
iShares Core MSCI Europe ETF
IEUR
$6.86B
– –
-450
Closed -$18K
IEV icon
1224
iShares Europe ETF
IEV
$2.32B
– –
-220
Closed -$8K
IMNN icon
1225
Imunon
IMNN
$14.5M
– –
0
– –
47 48
49
50 51