CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CA
1201
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
CEFL
1202
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
– –
-4,190
Closed -$75K
HAWK
1203
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$0 ﹤0.01%
24
– –
EUFN icon
1204
iShares MSCI Europe Financials ETF
EUFN
$4.36B
– –
-2,750
Closed -$47K
EWU icon
1205
iShares MSCI United Kingdom ETF
EWU
$2.9B
– –
-585
Closed -$18K
FLS icon
1206
Flowserve
FLS
$7.22B
– –
-150
Closed -$7K
FNDA icon
1207
Schwab Fundamental US Small Company Index ETF
FNDA
$9B
$0 ﹤0.01%
46
– –
FNDC icon
1208
Schwab Fundamental International Small Company Index ETF
FNDC
$3.01B
$0 ﹤0.01%
18
– –
FNDE icon
1209
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$7.39B
$0 ﹤0.01%
29
– –
FNDF icon
1210
Schwab Fundamental International Large Company Index ETF
FNDF
$17.4B
$0 ﹤0.01%
29
– –
GAM
1211
General American Investors Company
GAM
$1.41B
– –
-657
Closed -$21K
GPN icon
1212
Global Payments
GPN
$21.3B
– –
-3
Closed –
GSG icon
1213
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.03B
– –
-1,517
Closed -$22K
HOFT icon
1214
Hooker Furnishings Corp
HOFT
$117M
$0 ﹤0.01%
4
– –
HRI icon
1215
Herc Holdings
HRI
$4.6B
$0 ﹤0.01%
13
– –
IAU icon
1216
iShares Gold Trust
IAU
$52.6B
$0 ﹤0.01%
26
– –
IEP icon
1217
Icahn Enterprises
IEP
$4.83B
$0 ﹤0.01%
8
– –
IMNN icon
1218
Imunon
IMNN
$14.5M
– –
0
– –
ISCV icon
1219
iShares Morningstar Small-Cap Value ETF
ISCV
$530M
$0 ﹤0.01%
+6
New –
IXUS icon
1220
iShares Core MSCI Total International Stock ETF
IXUS
$48.1B
– –
0
– –
JBHT icon
1221
JB Hunt Transport Services
JBHT
$13.9B
– –
-215
Closed -$17K
KBE icon
1222
SPDR S&P Bank ETF
KBE
$1.62B
– –
-450
Closed -$15K
KEYS icon
1223
Keysight
KEYS
$28.9B
– –
-76
Closed -$2K
KIM icon
1224
Kimco Realty
KIM
$15.4B
$0 ﹤0.01%
24
– –
KXI icon
1225
iShares Global Consumer Staples ETF
KXI
$862M
– –
-440
Closed -$21K
47 48
49
50 51