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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPH icon
1201
VanEck Pharmaceutical ETF
PPH
$938M
– –
-200
Closed -$11K
PRK icon
1202
Park National Corp
PRK
$3.67B
– –
-1,428
Closed -$137K
PRTA icon
1203
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
1
– –
QAI icon
1204
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
– –
-25
Closed –
RGT
1205
Royce Global Value Trust
RGT
$102M
$0 ﹤0.01%
62
– –
RSPH icon
1206
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
– –
-180
Closed -$2K
SCHA icon
1207
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$0 ﹤0.01%
28
– –
SCHC icon
1208
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$0 ﹤0.01%
12
– –
SCHE icon
1209
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHF icon
1210
Schwab International Equity ETF
SCHF
$68.7B
$0 ﹤0.01%
38
– –
SCHH icon
1211
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SCHX icon
1212
Schwab US Large- Cap ETF
SCHX
$74.5B
$0 ﹤0.01%
96
– –
SFM icon
1213
Sprouts Farmers Market
SFM
$8.01B
$0 ﹤0.01%
46
– –
SHY icon
1214
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1215
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$0 ﹤0.01%
16
– –
SJNK icon
1216
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$0 ﹤0.01%
+17
New +$468
SJT
1217
San Juan Basin Royalty Trust
SJT
$118M
$0 ﹤0.01%
150
-150
-50% -$945
SNV
1218
DELISTED
Synovus
SNV
$0 ﹤0.01%
17
– –
STRL icon
1219
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
TEX icon
1220
Terex
TEX
$7.74B
– –
-1,000
Closed -$25K
TFX icon
1221
Teleflex
TFX
$5.98B
$0 ﹤0.01%
1
-2
-67% -$311
TXRH icon
1222
Texas Roadhouse
TXRH
$13.7B
$0 ﹤0.01%
11
– –
USA icon
1223
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
96
– –
VALE icon
1224
Vale
VALE
$62.6B
$0 ﹤0.01%
26
– –
VC icon
1225
Visteon
VC
$2.78B
– –
-7
Closed –
47 48
49
50 51

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.