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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
1201
Transocean
RIG
$5.82B
$0 ﹤0.01%
13
– –
RNST icon
1202
Renasant Corp
RNST
$3.91B
$0 ﹤0.01%
+15
New +$477
RWX icon
1203
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$0 ﹤0.01%
19
– –
SA
1204
Seabridge Gold
SA
$3.35B
– –
-950
Closed -$7K
SCHP icon
1205
Schwab US TIPS ETF
SCHP
$16.3B
– –
-162
Closed -$4K
SHY icon
1206
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SIGA icon
1207
SIGA Technologies
SIGA
$219M
– –
-500
Closed –
SIMO icon
1208
Silicon Motion
SIMO
$8.68B
$0 ﹤0.01%
+14
New +$452
SIRI icon
1209
SiriusXM
SIRI
$10.1B
$0 ﹤0.01%
24
-31
-56% -$1.16K
SJNK icon
1210
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
– –
-545
Closed -$14K
SOHO
1211
DELISTED
Sotherly Hotels
SOHO
– –
-133
Closed –
SRLN icon
1212
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
– –
-45
Closed -$2K
SSD icon
1213
Simpson Manufacturing
SSD
$8.16B
$0 ﹤0.01%
10
– –
STRL icon
1214
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
SXC icon
1215
SunCoke Energy
SXC
$797M
$0 ﹤0.01%
147
– –
SYF icon
1216
Synchrony
SYF
$25.6B
$0 ﹤0.01%
31
– –
TDC icon
1217
Teradata
TDC
$2.55B
– –
-375
Closed -$9K
TFX icon
1218
Teleflex
TFX
$5.98B
$0 ﹤0.01%
+3
New +$419
TXRH icon
1219
Texas Roadhouse
TXRH
$13.7B
$0 ﹤0.01%
+11
New +$427
UAL icon
1220
United Airlines
UAL
$42.1B
– –
-200
Closed -$11K
USA icon
1221
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
94
+2
+2% +$9
USIG icon
1222
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
– –
-944
Closed -$50K
VALE icon
1223
Vale
VALE
$62.6B
$0 ﹤0.01%
26
– –
VC icon
1224
Visteon
VC
$2.78B
$0 ﹤0.01%
+7
New +$551
VIAV icon
1225
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
12
– –
47 48
49
50 51

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.