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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINL
1201
DELISTED
Finish Line
FINL
$0 ﹤0.01%
25
– –
GXP
1202
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
34
– –
CPN
1203
DELISTED
Calpine Corporation
CPN
$0 ﹤0.01%
62
– –
RGC
1204
DELISTED
Regal Entertainment Group
RGC
– –
-150
Closed -$3K
ACTA
1205
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
TIME
1206
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
6
-19
-76% -$402
HSNI
1207
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
PMC
1208
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
27
+14
+108% +$470
WBMD
1209
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
UTEK
1210
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
IQNT
1211
DELISTED
Inteliquent, Inc.
IQNT
– –
-30
Closed -$570
TLN
1212
DELISTED
Talen Energy Corporation
TLN
$0 ﹤0.01%
+12
New +$176
COB
1213
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
19
– –
FEIC
1214
DELISTED
FEI COMPANY
FEIC
– –
-14
Closed -$1.1K
WPG
1215
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
FMER
1216
DELISTED
FIRSTMERIT CORP
FMER
$0 ﹤0.01%
24
– –
RSE
1217
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
19
– –
SSE
1218
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
14
– –
BTU
1219
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$0 ﹤0.01%
1
-19
-95% -$429
PRE
1220
DELISTED
PARTNERRE LTD
PRE
– –
-64
Closed -$8K
NGLS
1221
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-350
Closed -$11.8K
SD
1222
DELISTED
SANDRIDGE ENERGY, INC.
SD
$0 ﹤0.01%
2,000
– –
PGN
1223
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$0 ﹤0.01%
99
+16
+19% +$11
IPCM
1224
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
– –
-149
Closed -$8K
BCHP
1225
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES BLUE CHIP ETF (DE)
BCHP
– –
-3,900
Closed -$76K
46 47 48
49
50

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.