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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOW
1176
DELISTED
SPX FLOW, Inc.
FLOW
$12K ﹤0.01%
200
– –
AMX icon
1177
America Movil
AMX
$70.2B
$11K ﹤0.01%
883
– –
BUG icon
1178
Global X Cybersecurity ETF
BUG
$1.5B
$11K ﹤0.01%
451
– –
CLB icon
1179
Core Laboratories
CLB
$570M
$11K ﹤0.01%
404
– –
CNX icon
1180
CNX Resources
CNX
$5.35B
$11K ﹤0.01%
780
– –
FFIN icon
1181
First Financial Bankshares
FFIN
$4.99B
$11K ﹤0.01%
246
– –
FWONK icon
1182
Liberty Media Series C
FWONK
$25.7B
$11K ﹤0.01%
271
– –
HEZU icon
1183
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$587M
$11K ﹤0.01%
345
– –
IBRX icon
1184
ImmunityBio
IBRX
$8.07B
$11K ﹤0.01%
+500
New +$13K
KB icon
1185
KB Financial Group
KB
$41.2B
$11K ﹤0.01%
241
– –
PLD icon
1186
Prologis
PLD
$133B
$11K ﹤0.01%
106
-573
-84% -$58.4K
PRO
1187
DELISTED
PROS Holdings
PRO
$11K ﹤0.01%
265
– –
SA
1188
Seabridge Gold
SA
$3.45B
$11K ﹤0.01%
713
– –
SMFG icon
1189
Sumitomo Mitsui Financial
SMFG
$160B
$11K ﹤0.01%
1,571
– –
SPXC icon
1190
SPX Corp
SPXC
$10.9B
$11K ﹤0.01%
200
– –
SU icon
1191
Suncor Energy
SU
$74B
$11K ﹤0.01%
568
+181
+47% +$3.55K
TTD icon
1192
Trade Desk
TTD
$6.37B
$11K ﹤0.01%
180
+150
+500% +$11.6K
RCM
1193
DELISTED
R1 RCM Inc. Common Stock
RCM
$11K ﹤0.01%
450
– –
LSXMA
1194
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$11K ﹤0.01%
355
-14
-4% -$448
NATI
1195
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
276
– –
BSJM
1196
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$11K ﹤0.01%
490
– –
ABEV icon
1197
Ambev
ABEV
$44B
$10K ﹤0.01%
3,984
– –
AES icon
1198
AES
AES
$10.5B
$10K ﹤0.01%
395
+26
+7% +$692
ATI icon
1199
ATI
ATI
$31.3B
$10K ﹤0.01%
504
– –
BEPC icon
1200
Brookfield Renewable
BEPC
$6.46B
$10K ﹤0.01%
218
-786
-78% -$40.1K
46 47
48
49 50

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.