We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEIS icon
1176
Advanced Energy
AEIS
$13.1B
$5K ﹤0.01%
82
– –
AMN icon
1177
AMN Healthcare
AMN
$1.34B
$5K ﹤0.01%
132
– –
ATI icon
1178
ATI
ATI
$31.4B
$5K ﹤0.01%
504
– –
BMO icon
1179
Bank of Montreal
BMO
$128B
$5K ﹤0.01%
105
– –
BWXT icon
1180
BWX Technologies
BWXT
$15.8B
$5K ﹤0.01%
104
– –
CAH icon
1181
Cardinal Health
CAH
$56.9B
$5K ﹤0.01%
109
– –
CHX
1182
DELISTED
ChampionX
CHX
$5K ﹤0.01%
586
– –
CNC icon
1183
Centene
CNC
$32.8B
$5K ﹤0.01%
86
– –
CXW icon
1184
CoreCivic
CXW
$3.3B
$5K ﹤0.01%
616
– –
EIS icon
1185
iShares MSCI Israel ETF
EIS
$887M
$5K ﹤0.01%
100
– –
EMLC icon
1186
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$5K ﹤0.01%
195
– –
EXI icon
1187
iShares Global Industrials ETF
EXI
$1.49B
$5K ﹤0.01%
65
– –
FXN icon
1188
First Trust Energy AlphaDEX Fund
FXN
$388M
$5K ﹤0.01%
900
– –
HDB icon
1189
HDFC Bank
HDB
$121B
$5K ﹤0.01%
262
– –
HEI.A icon
1190
HEICO Corp Class A
HEI.A
$37.4B
$5K ﹤0.01%
67
+41
+158% +$3.18K
IJT icon
1191
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$5K ﹤0.01%
62
– –
KYN icon
1192
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$5K ﹤0.01%
1,000
– –
LEA icon
1193
Lear
LEA
$8.12B
$5K ﹤0.01%
51
+6
+13% +$597
LECO icon
1194
Lincoln Electric
LECO
$15.5B
$5K ﹤0.01%
63
– –
LYV icon
1195
Live Nation Entertainment
LYV
$43B
$5K ﹤0.01%
113
+97
+606% +$4.25K
M icon
1196
Macy's
M
$6.44B
$5K ﹤0.01%
+831
New +$5.12K
MIDD icon
1197
Middleby
MIDD
$5.61B
$5K ﹤0.01%
74
– –
MQY icon
1198
BlackRock MuniYield Quality Fund
MQY
$815M
$5K ﹤0.01%
335
– –
MSCI icon
1199
MSCI
MSCI
$41B
$5K ﹤0.01%
16
-7
-30% -$2.26K
MUX icon
1200
McEwen Inc
MUX
$1.18B
$5K ﹤0.01%
520
– –
46 47
48
49 50

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.