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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
1176
Itaú Unibanco
ITUB
$80.9B
$4K ﹤0.01%
1,300
– –
IXC icon
1177
iShares Global Energy ETF
IXC
$2.74B
$4K ﹤0.01%
250
– –
KIDS icon
1178
OrthoPediatrics
KIDS
$653M
$4K ﹤0.01%
+126
New +$5.65K
LBTYK icon
1179
Liberty Global Class C
LBTYK
$3.48B
$4K ﹤0.01%
294
-154
-34% -$2.89K
LECO icon
1180
Lincoln Electric
LECO
$15.5B
$4K ﹤0.01%
63
– –
LEN icon
1181
Lennar Class A
LEN
$21.1B
$4K ﹤0.01%
117
– –
MAIN icon
1182
Main Street Capital
MAIN
$5.54B
$4K ﹤0.01%
200
– –
MFC icon
1183
Manulife Financial
MFC
$72.9B
$4K ﹤0.01%
380
+184
+94% +$3.2K
MGNI icon
1184
Magnite
MGNI
$3.53B
$4K ﹤0.01%
+732
New +$6.73K
MIDD icon
1185
Middleby
MIDD
$5.29B
$4K ﹤0.01%
74
– –
MOMO
1186
Hello Group
MOMO
$850M
$4K ﹤0.01%
+210
New +$6.26K
MQY icon
1187
BlackRock MuniYield Quality Fund
MQY
$816M
$4K ﹤0.01%
335
– –
MRVL icon
1188
Marvell Technology
MRVL
$199B
$4K ﹤0.01%
+184
New +$4.41K
PDM
1189
Piedmont Realty Trust
PDM
$1.2B
$4K ﹤0.01%
238
-524
-69% -$11.3K
PIO icon
1190
Invesco Global Water ETF
PIO
$278M
$4K ﹤0.01%
200
-1,630
-89% -$47.9K
PMX
1191
DELISTED
PIMCO Municipal Income Fund III
PMX
$4K ﹤0.01%
+400
New +$4.78K
PSCF icon
1192
Invesco S&P SmallCap Financials ETF
PSCF
$27.7M
$4K ﹤0.01%
132
– –
PSF icon
1193
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$4K ﹤0.01%
200
– –
RWL icon
1194
Invesco S&P 500 Revenue ETF
RWL
$10B
$4K ﹤0.01%
100
– –
RYN icon
1195
Rayonier
RYN
$6.54B
$4K ﹤0.01%
192
– –
SDOG icon
1196
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$4K ﹤0.01%
159
+3
+2% +$125
SEIC icon
1197
SEI Investments
SEIC
$12.8B
$4K ﹤0.01%
90
– –
SPR
1198
DELISTED
Spirit AeroSystems
SPR
$4K ﹤0.01%
184
-216
-54% -$12K
STWD icon
1199
Starwood Property Trust
STWD
$6.05B
$4K ﹤0.01%
395
+12
+3% +$263
TAK icon
1200
Takeda Pharmaceutical
TAK
$55.5B
$4K ﹤0.01%
321
– –
46 47
48
49 50

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.