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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THO icon
1176
Thor Industries
THO
$4.14B
$4K ﹤0.01%
71
+41
+137% +$2.6K
TRMB icon
1177
Trimble
TRMB
$13.9B
$4K ﹤0.01%
103
– –
TXRH icon
1178
Texas Roadhouse
TXRH
$13.7B
$4K ﹤0.01%
+71
New +$4.44K
VAC icon
1179
Marriott Vacations Worldwide
VAC
$4.25B
$4K ﹤0.01%
47
+1
+2% +$90
VVV icon
1180
Valvoline
VVV
$4.51B
$4K ﹤0.01%
266
– –
WIW
1181
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$4K ﹤0.01%
451
– –
XSOE icon
1182
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$4K ﹤0.01%
164
– –
MRO
1183
DELISTED
Marathon Oil Corporation
MRO
$4K ﹤0.01%
287
– –
RCM
1184
DELISTED
R1 RCM Inc. Common Stock
RCM
$4K ﹤0.01%
450
– –
NUVA
1185
DELISTED
NuVasive, Inc.
NUVA
$4K ﹤0.01%
71
+43
+154% +$2.29K
RP
1186
DELISTED
RealPage, Inc.
RP
$4K ﹤0.01%
81
+12
+17% +$688
GM.WS.B
1187
DELISTED
General Motors Company
GM.WS.B
$4K ﹤0.01%
234
– –
USG
1188
DELISTED
Usg
USG
$4K ﹤0.01%
113
– –
MBT
1189
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4K ﹤0.01%
628
– –
ORBC
1190
DELISTED
ORBCOMM, Inc.
ORBC
$4K ﹤0.01%
644
– –
AGZ icon
1191
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
AOM icon
1192
iShares Core Moderate Allocation ETF
AOM
$1.78B
$3K ﹤0.01%
96
– –
BHF icon
1193
Brighthouse Financial
BHF
$3.5B
$3K ﹤0.01%
94
-34
-27% -$1.27K
BMA icon
1194
Banco Macro
BMA
$5.35B
$3K ﹤0.01%
73
– –
DBC icon
1195
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
215
– –
GDXJ icon
1196
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
GTX icon
1197
Garrett Motion
GTX
$5.57B
$3K ﹤0.01%
228
-20
-8% -$301
HOG icon
1198
Harley-Davidson
HOG
$2.71B
$3K ﹤0.01%
86
+3
+4% +$109
IDU icon
1199
iShares US Utilities ETF
IDU
$1.36B
$3K ﹤0.01%
50
– –
IEF icon
1200
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3K ﹤0.01%
36
– –
46 47
48
49 50

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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.