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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
1176
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3K ﹤0.01%
126
– –
BGG
1177
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
181
– –
VSM
1178
DELISTED
Versum Materials, Inc.
VSM
$3K ﹤0.01%
100
– –
LEXEA
1179
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$3K ﹤0.01%
85
– –
GM.WS.B
1180
DELISTED
General Motors Company
GM.WS.B
$3K ﹤0.01%
234
– –
GNCA
1181
DELISTED
Genocea Biosciences, Inc.
GNCA
$3K ﹤0.01%
625
– –
ALLE icon
1182
Allegion
ALLE
$14.4B
$2K ﹤0.01%
23
– –
ASIX icon
1183
AdvanSix
ASIX
$444M
$2K ﹤0.01%
63
-72
-53% -$2.58K
BLDP
1184
Ballard Power Systems
BLDP
$790M
$2K ﹤0.01%
500
– –
CAR icon
1185
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
DBRG icon
1186
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DNOW icon
1187
DNOW Inc
DNOW
$2.99B
$2K ﹤0.01%
148
– –
GDXJ icon
1188
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
H icon
1189
Hyatt Hotels
H
$16.7B
$2K ﹤0.01%
+26
New +$2.04K
HUN icon
1190
Huntsman Corp
HUN
$1.77B
$2K ﹤0.01%
+99
New +$3.02K
IHF icon
1191
iShares US Healthcare Providers ETF
IHF
$1.27B
$2K ﹤0.01%
55
– –
JBL icon
1192
Jabil
JBL
$35.8B
$2K ﹤0.01%
94
+52
+124% +$1.49K
JQC icon
1193
Nuveen Credit Strategies Income Fund
JQC
$711M
$2K ﹤0.01%
352
– –
CPTL
1194
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$2K ﹤0.01%
117
– –
NVT icon
1195
nVent Electric
NVT
$26.7B
$2K ﹤0.01%
+83
New +$2.26K
IMDX
1196
Insight Molecular Diagnostics
IMDX
$156M
$2K ﹤0.01%
43
– –
OLN icon
1197
Olin
OLN
$2.12B
$2K ﹤0.01%
+107
New +$3.14K
PFGC icon
1198
Performance Food Group
PFGC
$18B
$2K ﹤0.01%
85
– –
PHI icon
1199
PLDT
PHI
$4.33B
$2K ﹤0.01%
100
– –
PJT icon
1200
PJT Partners
PJT
$4.38B
$2K ﹤0.01%
56
-4
-7% -$225
46 47
48
49 50

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6M
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.