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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATSG
1176
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
HYB
1177
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
CEM
1178
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
BKCC
1179
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
400
– –
IMGN
1180
DELISTED
Immunogen Inc
IMGN
$2K ﹤0.01%
209
– –
NOVN
1181
DELISTED
Novan, Inc. Common Stock
NOVN
$2K ﹤0.01%
100
– –
CS
1182
DELISTED
Credit Suisse Group
CS
$2K ﹤0.01%
169
– –
MNK
1183
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
126
– –
CHK.PRD
1184
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$2K ﹤0.01%
+37
New +$1.92K
CGI
1185
DELISTED
Celadon Group Inc
CGI
$2K ﹤0.01%
680
– –
ACLS icon
1186
Axcelis
ACLS
$4.33B
$1K ﹤0.01%
85
– –
AER icon
1187
AerCap
AER
$23.8B
$1K ﹤0.01%
22
– –
ALLE icon
1188
Allegion
ALLE
$14.4B
$1K ﹤0.01%
23
– –
ARW icon
1189
Arrow Electronics
ARW
$10.4B
$1K ﹤0.01%
15
– –
AVT icon
1190
Avnet
AVT
$7.92B
$1K ﹤0.01%
30
– –
BBWI icon
1191
Bath & Body Works
BBWI
$4.1B
$1K ﹤0.01%
53
– –
BLDP
1192
Ballard Power Systems
BLDP
$790M
$1K ﹤0.01%
500
– –
BOE icon
1193
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$1K ﹤0.01%
149
– –
CF icon
1194
CF Industries
CF
$17.3B
$1K ﹤0.01%
32
– –
DNOW icon
1195
DNOW Inc
DNOW
$2.99B
$1K ﹤0.01%
148
– –
ESGD icon
1196
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1K ﹤0.01%
16
– –
ESGE icon
1197
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1K ﹤0.01%
32
– –
EWL icon
1198
iShares MSCI Switzerland ETF
EWL
$2.23B
$1K ﹤0.01%
61
– –
FLO icon
1199
Flowers Foods
FLO
$1.57B
$1K ﹤0.01%
95
– –
FWONA icon
1200
Liberty Media Series A
FWONA
$23.6B
$1K ﹤0.01%
45
– –
46 47
48
49 50

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6M
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RFA
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.