We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
1176
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
– –
LOGM
1177
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
12
– –
GXP
1178
DELISTED
Great Plains Energy Incorporated
GXP
$1K ﹤0.01%
34
– –
SFR
1179
DELISTED
Starwood Waypoint Homes
SFR
$1K ﹤0.01%
+40
New +$1.43K
AAL icon
1180
American Airlines Group
AAL
$10.6B
$0 ﹤0.01%
19
-77
-80% -$3.73K
AIRI icon
1181
Air Industries Group
AIRI
$12.7M
$0 ﹤0.01%
1
– –
AOA icon
1182
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.26B
– –
-30
Closed -$1K
AQB icon
1183
AquaBounty Technologies
AQB
$5.51M
$0 ﹤0.01%
1
– –
AZO icon
1184
AutoZone
AZO
$50.1B
– –
-9
Closed -$5K
BATRA icon
1185
Atlanta Braves Holdings Series A
BATRA
$3.38B
$0 ﹤0.01%
7
-2
-22% -$49
BATRK icon
1186
Atlanta Braves Holdings Series B
BATRK
$3.13B
$0 ﹤0.01%
17
-35
-67% -$864
BHC icon
1187
Bausch Health
BHC
$2.21B
$0 ﹤0.01%
+3
New +$45
BRW
1188
Saba Capital Income & Opportunities Fund
BRW
$340M
$0 ﹤0.01%
+90
New +$944
BTU icon
1189
Peabody Energy
BTU
$2.87B
$0 ﹤0.01%
+15
New +$423
BWX icon
1190
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-212
Closed -$5K
CALX icon
1191
Calix
CALX
$2.36B
$0 ﹤0.01%
+38
New +$217
CFG icon
1192
Citizens Financial Group
CFG
$30.5B
$0 ﹤0.01%
+17
New +$595
CHI
1193
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
– –
-3,250
Closed -$36K
CMS icon
1194
CMS Energy
CMS
$22.3B
– –
-1,500
Closed -$69K
CNQ icon
1195
Canadian Natural Resources
CNQ
$94.8B
– –
-208
Closed -$2K
CNX icon
1196
CNX Resources
CNX
$5.2B
– –
-1,500
Closed -$18K
CTRA
1197
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
+35
New +$889
CWI icon
1198
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.83B
$0 ﹤0.01%
29
– –
CXT icon
1199
Crane NXT
CXT
$3.13B
– –
-227
Closed -$6K
CYH icon
1200
Community Health Systems
CYH
$416M
$0 ﹤0.01%
13
– –
46 47
48
49 50

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.